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B•••••• • A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

B•••••• • A••••••••• L••

CRD 300233

ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7ae7b07-b2be-c2ba-6741-14509a71be1e

Data as of Jun 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 2, 2026 to Jun 2, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
CRD: 300233
Filings on the tape: 1
First filed: Jun 2, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• A••• B••••••	Certified Financial Planner	ROSEVILLE, CA \| CHICO, CA	4	35	5	yes

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••••• • A••••••••• L••	2	Apr 18, 2019	Mar 7, 2019	ROSEVILLE, CA	Team lift out	Other	100.0%

Relationships

Registered with (2)

← J•••• A••• B••••••Advisorregistration: previous registration
Mar 7, 2019 to Oct 5, 2022factForm ADV
← EMILIE Christine ANDRESAdvisorregistration: previous registration
Mar 7, 2019 to Mar 18, 2022factForm ADV

Dated events

Occurred
Oct 5, 2022
Advisor changed firm
J•••• A••• B•••••• left B•••••• • A••••••••• L•• for Independent Financial Group, Llc (registered 2022-07-15)
Form ADVobserved 7 days ago
Occurred
Mar 18, 2022
Advisor changed firm
Emilie Christine Andres left B•••••• • A••••••••• L•• for Statheros Financial Solutions, Inc. (registered 2022-01-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7ae7b07-b2be-c2ba-6741-14509a71be1e
First observed: Jun 2, 2026
Last observed: Jun 2, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.