DFX Intelligence

M••••• W••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M••••• W••••• C••••••••

Advisor at W•••• F•••• A•••••••

ALPHARETTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 29, 2026	n/a	yes	ALPHARETTA, GA	Current employment
S•• W•••••	Independent wealth	Feb 24, 2022	Nov 24, 2025	no	Atlanta, GA\|Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	W•••• F•••• A•••••••	Nov 24, 2025	Jan 29, 2026	66	Firm change	RIA to wirehouse
S•• I••••••••• S••••••• I•••	S•• W•••••	Jul 29, 2022	Feb 24, 2022

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jan 29, 2026 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Feb 24, 2022 to Nov 24, 2025factForm ADV
→ S•• I••••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 1, 2020 to Jul 29, 2022factForm ADV

Dated events

Occurred
Nov 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 1, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.