J•••• N•••••

Advisor at O•• C•••••• M••••••••• L••

WESTLAKE VILLAGE, CA | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• C•••••• M••••••••• L••	Independent wealth	Mar 19, 2021	n/a	yes	NEWPORT BEACH, CA\|WESTLAKE VILLAGE, CA	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Mar 1, 2013	Feb 3, 2016	no	COSTA MESA, CA\|San Antonio, TX\|LAGUNA HILLS, CA\|LAGUNA HILLS, CA\|NEWPORT BEACH, CA\|La Canada-Flintridge, CA\|NEWPORT, CA\|SAN FRANCISCO, CA\|SAN JOSE, CA\|CORONA DEL MAR, CA\|Fountain Valley, CA\|COSTA MESA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	O•• C•••••• M••••••••• L••	Feb 3, 2016	Mar 19, 2021	1,871	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••••• G••••• M•••••• I•••	Feb 19, 2013	Mar 1, 2013

Relationships

Registered with (3)

→ O•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 19, 2021 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Mar 1, 2013 to Feb 3, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 24, 2010 to Feb 19, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 24, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.