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M•••••• L• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

M•••••• L• M•••••

Advisor at M••••• W••••• P•••••••

MINT HILL, NC

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Search this name across graphsid dfx:ria:3708804b-29bb-cf2f-24bd-ebf6484bc3af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 22, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• P•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• P•••••••	State registered	Aug 24, 2026	n/a	yes	MINT HILL, NC	Current employment
B•••••••• F•••••••• A•••••••	Independent wealth	May 26, 2023	Aug 24, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• F•••••••• A•••••••	M••••• W••••• P•••••••	Aug 24, 2026	Aug 24, 2026	0	Firm change	RIA to state RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	B•••••••• F•••••••• A•••••••	Jun 2, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:315570:NC:2023-06-02	Jun 2, 2023	May 26, 2023	MINT HILL, NC	Firm change

Relationships

Registered with (3)

→ M••••• W••••• P•••••••Registered adviserregistration: current employment
Aug 24, 2026 to presentfactForm ADV
→ B•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
May 26, 2023 to Aug 24, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 22, 2020 to Jun 2, 2023factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
M•••••• L• M••••• left B•••••••• F•••••••• A••••••• for M••••• W••••• P••••••• (registered 2026-08-24)
Form ADVobserved 7 days ago
Occurred
Jun 2, 2023
Advisor changed firm
M•••••• L• M••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for B•••••••• F•••••••• A••••••• (registered 2023-05-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3708804b-29bb-cf2f-24bd-ebf6484bc3af
First observed: May 22, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.