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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

MATTHEW JOSEPH WELLS

Advisor at MAI CAPITAL MANAGEMENT, LLC

Houston, TX

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Search this name across graphsid dfx:ria:370ed2ca-0eef-8289-f703-d2b65de7f0c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S66
First exam: Feb 8, 2005
First registration: Feb 9, 2005
Dual registered: no
Other names: MATTHEW JOSEPH WELLS|Matthew J Wells
IAPD individual key: 4373724

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 1, 2026	n/a	yes	Houston, TX	Current employment
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Apr 11, 2022	Feb 4, 2025	no	Lafayette, LA\|Houston, TX\|Houston, TX\|Houston, TX\|Houston, TX\|Houston, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Apr 15, 2021	Apr 21, 2022	no	HOUSTON, TX\|Houston, TX	Previous registration
TRANSFORM WEALTH, LLC	Former SEC adviser	Aug 15, 2019	Apr 8, 2020	no	Houston, TX	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	May 5, 2017	Feb 1, 2019	no	Houston, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Feb 9, 2005	Dec 17, 2008	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST HORIZON ADVISORS, INC	MAI CAPITAL MANAGEMENT, LLC	Feb 4, 2025	Jun 1, 2026	482	Firm change after gap	RIA to RIA
PRUCO SECURITIES, LLC	FIRST HORIZON ADVISORS, INC	Apr 21, 2022	Apr 11, 2022	-10	Firm change	Ibd to RIA
TRANSFORM WEALTH, LLC	PRUCO SECURITIES, LLC	Apr 8, 2020	Apr 15, 2021	372	Firm change	RIA to ibd
MERCER GLOBAL ADVISORS INC.	TRANSFORM WEALTH, LLC	Feb 1, 2019	Aug 15, 2019	195	Firm change	RIA to RIA
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERCER GLOBAL ADVISORS INC.	Dec 17, 2008	May 5, 2017	3,061	Firm change after gap	Other

Relationships

Registered with (6)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Apr 11, 2022 to Feb 4, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 15, 2021 to Apr 21, 2022factForm ADV
→ TRANSFORM WEALTH, LLCRegistered adviserregistration: previous registration
Aug 15, 2019 to Apr 8, 2020factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
May 5, 2017 to Feb 1, 2019factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 9, 2005 to Dec 17, 2008factForm ADV

Dated events

Occurred
Feb 4, 2025
Advisor changed firm
Matthew Joseph Wells left First Horizon Advisors, Inc for Mai Capital Management, Llc (registered 2026-06-01)
Form ADVobserved 5 days ago
Occurred
Apr 21, 2022
Advisor changed firm
Matthew Joseph Wells left Pruco Securities, Llc for First Horizon Advisors, Inc (registered 2022-04-11)
Form ADVobserved 5 days ago