DFX Intelligence
Data Factory
Reading the graph
Reading the graph
TRANSFORM WEALTH, LLC., CRD 283403
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CARNICK, CRAIG, EVANS | MANAGING DIRECTOR | Na | yes | 04/2016 | Apr 30, 2016 | Mar 28, 2024 |
| CD&R FERDINAND CO-INVESTOR, L.P. | Partner | C | yes | 08/2023 | Sep 29, 2023 | Mar 28, 2024 |
| CD&R FERDINAND HOLDINGS, L.P. | Partner | D | yes | 08/2023 | Sep 29, 2023 | Mar 28, 2024 |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Partner | D | yes | 08/2023 | Sep 29, 2023 | Mar 28, 2024 |
| FERDINAND FFP ACQUISITION, LLC | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 29, 2023 | Mar 28, 2024 |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Member | E | yes | 08/2023 | Sep 29, 2023 | Mar 28, 2024 |
| FERDINAND FFP PARENT, INC. | Member | E | yes | 08/2023 | Sep 29, 2023 | Mar 28, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Shareholder | E | yes | 08/2023 | Sep 29, 2023 | Mar 28, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | SHAREHOLDER, CLASS B COMMON STOCK | E | yes | 08/2023 | Sep 29, 2023 | Mar 28, 2024 |
| FOCUS FINANCIAL PARTNERS INC. | Member | E | yes | 07/2018 | Sep 29, 2023 | Mar 28, 2024 |
| FOCUS FINANCIAL PARTNERS, LLC | Member | E | yes | 01/2007 | Apr 30, 2016 | Mar 28, 2024 |
| FOCUS OPERATING, LLC | Member | E | yes | 04/2016 | Apr 30, 2016 | Mar 28, 2024 |
| KUBIK, DAVID, JAMES | President | Na | yes | 04/2016 | Apr 30, 2016 | Mar 28, 2024 |
| KUBIK, NATHAN, JAMES | CHIEF EXECUTIVE OFFICER | Na | yes | 04/2016 | Apr 30, 2016 | Mar 28, 2024 |
| Perez, Luis, George | CHIEF OPERATING OFFICER | Na | yes | 03/2024 | Mar 28, 2024 | Mar 28, 2024 |
| RILEY, MARK, JAMES | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2019 | Mar 22, 2019 | Mar 28, 2024 |
| VAN KEULEN, WILLIAM, DAVID | EXECUTIVE VICE PRESIDENT | Na | yes | 04/2016 | Apr 30, 2016 | Mar 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| COLORADO SPRINGS | Co | United States | 2 | no |
| Denver | Co | United States | 2 | no |
| Houston | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 25, 2025 | $3.4B | $3.0B | 31 | 18 | 4 | n/a | n/a |
| 2023 | Mar 28, 2024 | $2.5B | $2.5B | 30 | 16 | 5 | n/a | n/a |
| 2022 | Mar 29, 2023 | $2.2B | $2.2B | 26 | 15 | 4 | n/a | n/a |
| 2021 | Mar 29, 2022 | $1.6B | $1.6B | 27 | 14 | 3 | n/a | n/a |
| 2020 | Mar 26, 2021 | $1.4B | $1.4B | 27 | 16 | 3 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.2B | $1.2B | 28 | 15 | 3 | n/a | n/a |
| 2018 | Mar 22, 2019 | $775M | $751M | 14 | 9 | 2 | n/a | n/a |
| 2017 | Mar 27, 2018 | $827M | $824M | 12 | 10 | 2 | n/a | n/a |
| 2016 | Mar 10, 2017 | $632M | $632M | 11 | 10 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $3.4B | $2.5B | 34.3% | $1.6B | 27.1% | 31 | 30 | 4 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| NORTHCOAST ASSET MANAGEMENT LLC | 17 | Apr 3, 2025 | Apr 1, 2025 | GREENWOOD VILLAGE, CO | Firm absorbed | RIA to RIA | 89.5% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| STRATEGIC CAPITAL ADVISERS, INC. | 2 | Oct 3, 2022 | Oct 5, 2022 | DENVER, CO | Team lift out | RIA to RIA | 100.0% |
| BOK FINANCIAL PRIVATE WEALTH, INC. | 2 | Nov 21, 2019 | Dec 9, 2019 | DENVER, CO | Team lift out | RIA to RIA | 11.8% |
| CARNICK & KUBIK, LLC | 6 | Jun 9, 2016 | Jun 13, 2016 | DENVER, CO | Firm absorbed | Other | 85.7% |