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Advisor at EMPOWER ADVISORY GROUP, LLC
New York, NY | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | May 4, 2026 | n/a | yes | GREENWOOD VILLAGE, CO|New York, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 12, 2023 | Dec 24, 2025 | no | WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|NEW YORK, NY|Washington, DC|BETHESDA, MD|BETHESDA, MD|Washington, DC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 17, 2022 | May 25, 2023 | no | BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EMPOWER ADVISORY GROUP, LLC | Dec 24, 2025 | May 4, 2026 | 131 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 25, 2023 | Jun 12, 2023 | 18 | Firm change | Wirehouse to wirehouse |