DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• A••••••• A•••• M••••••••• L••
BETHLEHEM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• A••••••• A•••• M••••••••• L•• | Other adviser | Sep 4, 2015 | n/a | yes | BETHLEHEM, PA | Current employment |
| C••••••••• I••••••••• I••••••••• L•• | Former SEC adviser | Sep 3, 2015 | Dec 31, 2017 | no | BETHLEHEM, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• I••••••••• I••••••••• L•• | C••••••••• A••••••• A•••• M••••••••• L•• | Dec 31, 2017 | Sep 4, 2015 | -849 | Channel change | Other |
| A••••• A•• P••••••• S••••••• | C••••••••• I••••••••• I••••••••• L•• | Aug 12, 2015 | Sep 3, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 44664:138638:PA:2017-12-31 | Dec 31, 2017 | Sep 4, 2015 | BETHLEHEM, PA | Firm change after gap |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Mar 10, 2014 | Aug 12, 2015 | no | CENTER VALLEY, PA | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Dec 17, 2004 | Jun 20, 2005 | no | WILLOW GROVE, PA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 21, 2003 | Dec 17, 2004 | no | ALLENTOWN, PA | Previous registration |
| 22 |
| Firm change |
| Other |
| P•• W••••• M••••••••• | A••••• A•• P••••••• S••••••• | Jun 20, 2005 | Mar 10, 2014 | 3,185 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | P•• W••••• M••••••••• | Dec 17, 2004 | Dec 17, 2004 | 0 | Firm change | Other |