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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
NOVATO, CA | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 2, 2024 | n/a | yes | PLYMOUTH, MN|NOVATO, CA | Current employment |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Jan 25, 2018 | Jun 7, 2024 | no | NOVADO, CA|SAN DIEGO, CA | Previous registration |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Jun 7, 2010 | Dec 31, 2017 | no | SAN DIEGO, CA | Previous registration |
| QA3 FINANCIAL LLC | n/a | May 13, 2009 | May 26, 2010 | no | SAUSALITO, CA|OMAHA, NE | Previous registration |
| LIBERTY WEALTH MANAGEMENT, LLC | Former SEC adviser | Nov 13, 2008 | May 18, 2009 | no | OAKLAND, CA|LARKSPUR, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE RETIREMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jun 7, 2024 | May 2, 2024 | -36 | Firm change after gap | RIA to RIA |
| QA3 FINANCIAL LLC | THE RETIREMENT GROUP, LLC | May 26, 2010 | Jun 7, 2010 | 12 | Firm change | Other |
| LIBERTY WEALTH MANAGEMENT, LLC | QA3 FINANCIAL LLC | May 18, 2009 | May 13, 2009 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 148296:116407:CA:2024-05-31 | Jun 7, 2024 | May 2, 2024 | SAN DIEGO, CA | Firm change after gap |