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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE RETIREMENT GROUP, LLC

CRD 148296

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a89d3e0-4ddc-9133-c425-25c72e88a37d

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 76
Dated events: 27
On other graphs: 0
Observed: Nov 8, 2011 to Mar 28, 2024
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $544MItem 5.F on the latest filing (2024-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $544M
Private client RAUM: $544MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30
Advisory employees: 20
Offices: 10Schedule D 1.F, beyond the principal office
Accounts: 1,773
Individual clients: 1,650
High net worth clients: 125
SEC number: 801-69578
CRD: 148296
Filings on the tape: 51
First filed: Nov 8, 2011
Latest filed: Mar 28, 2024
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARPOOTLIAN, RONALD, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	08/2019	Nov 8, 2011	Mar 28, 2024
JASTREMSKI, JOHN, ALEXANDER	MANAGING MEMBER	E	yes	08/2008	Nov 8, 2011	Mar 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	3	yes
Novato	CA	United States	2	yes
ST. LOUIS	Mo	United States	2	yes
SAN DIEGO	CA	United States	1	yes
Hayden	Id	United States	1	yes
OLD MONROE	Mo	United States	1	yes
ST.LOUIS	Mo	United States	1	yes
Austin	TX	United States	1	yes
Dallas	TX	United States	1	yes
Montgomery	TX	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$544M	$544M	30	20	10	n/a	n/a
2022	Mar 29, 2023	$437M	$437M	30	20	11	n/a	n/a
2021	Mar 30, 2022	$514M	$500M	30	20	11	n/a	n/a
2020	Mar 31, 2021	$386M	$382M	25	20	12	n/a	n/a
2019	Mar 30, 2020	$344M	$344M	30	25	11	n/a	n/a
2018	Mar 27, 2019	$264M	$264M	30	25	15	n/a	n/a
2017	Mar 30, 2018	$248M	$246M	30	25	15	n/a	n/a
2016	Apr 1, 2017	$193M	$171M	30	30	n/a	n/a	n/a
2015	Mar 30, 2016	$93.8M	$93.8M	32	32	n/a	n/a	n/a
2014	Apr 1, 2015	$176M	$176M	32	32	n/a	n/a	n/a
2013	Mar 31, 2014	$84.6M	$69.4M	40	40	n/a	n/a	n/a
2012	Apr 1, 2013	$83.0M	$65.7M	30	30	n/a	n/a	n/a
2011	Mar 30, 2012	$44.5M	$31.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$544M	$437M	24.5%	$386M	12.2%	30	30	10	11

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC WEALTH, INC.	2	Jun 10, 2024	Sep 13, 2024	SAN DIEGO, CA	Team lift out	RIA to ibd	50.0%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	12	May 31, 2024	May 15, 2024	SAN DIEGO, CA	Firm absorbed	RIA to RIA	75.0%
FSC SECURITIES CORPORATION	2	Dec 31, 2017	Mar 30, 2015	SAN RAMON, CA	Team lift out	Other	8.7%
SECURITIES AMERICA ADVISORS, INC.	2	Jan 12, 2015	Jan 12, 2015	SAN DIEGO, CA	Team lift out	Other	9.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FSC SECURITIES CORPORATION	2	Apr 18, 2016	Jan 11, 2017	DALLAS, TX	Team lift out	Other	0.4%

Relationships

Controls (2)

← JASTREMSKI, JOHN, ALEXANDEROwnerMANAGING MEMBER, ownership code E, individual
Nov 8, 2011 to presentfactForm ADV
← HARPOOTLIAN, RONALD, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 8, 2011 to presentfactForm ADV

Moved with (5)

→ OSAIC WEALTH, INC.Registered adviser2 advisors, team lift out
Jun 10, 2024 to Sep 13, 2024factForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser11 advisors, firm absorbed
May 31, 2024 to May 15, 2024factForm ADV
← FSC SECURITIES CORPORATIONRegistered adviser2 advisors, team lift out, same day
Apr 18, 2016 to Jan 11, 2017factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviser2 advisors, team lift out, same day
Dec 31, 2017 to Mar 30, 2015factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Jan 12, 2015 to Jan 12, 2015factForm ADV

Registered with (48)

← RONALD JOSEPH HARPOOTLIANAdvisorregistration: previous registration
Mar 2, 2021 to Jun 20, 2024factForm ADV
← ETHAN WEISENBERGAdvisorregistration: previous registration
Apr 4, 2024 to Jun 13, 2024factForm ADV
← BRIAN DAVID MCLEANAdvisorregistration: previous registration
Oct 1, 2020 to Jun 10, 2024factForm ADV
← SHAYNE DEAN KUEBLERAdvisorregistration: previous registration
Mar 31, 2011 to Jun 10, 2024factForm ADV
← MICHAEL CORGIATAdvisorregistration: previous registration
Oct 23, 2014 to Jun 7, 2024factForm ADV
← BILL EDGAR HENRYAdvisorregistration: previous registration
Jan 27, 2018 to Jun 7, 2024factForm ADV
← BRENT CURTIS WOLFAdvisorregistration: previous registration
Jan 25, 2018 to Jun 7, 2024factForm ADV
← Patrick RayAdvisorregistration: previous registration
Jan 2, 2015 to Jun 7, 2024factForm ADV
← GREGORY JOSEPH ROLFESAdvisorregistration: previous registration
Apr 9, 2019 to Jun 7, 2024factForm ADV
← JENNA LYNN BLEVINSAdvisorregistration: previous registration
Aug 4, 2020 to Jun 7, 2024factForm ADV
← PAUL BERGERONAdvisorregistration: previous registration
Jan 16, 2018 to Jun 7, 2024factForm ADV
← Neva BradleyAdvisorregistration: previous registration
Apr 4, 2023 to Jun 7, 2024factForm ADV
← CARLOS MANUEL HERNANDEZAdvisorregistration: previous registration
Feb 3, 2022 to Jun 7, 2024factForm ADV
← KEVIN LANDISAdvisorregistration: previous registration
Jan 25, 2018 to May 31, 2024factForm ADV
← WESLEY BOUDREAUXAdvisorregistration: previous registration
Jan 16, 2018 to May 31, 2024factForm ADV
← TYSON MAVARAdvisorregistration: previous registration
Jan 25, 2018 to May 31, 2024factForm ADV
← BRUCE ALLEN CUMBOAdvisorregistration: previous registration
Jan 16, 2018 to Jun 26, 2023factForm ADV
← Luke Dominic PodburyAdvisorregistration: previous registration
Dec 12, 2022 to Jan 23, 2023factForm ADV
← STEVEN MARK BOBLISAdvisorregistration: previous registration
Jan 16, 2018 to Dec 21, 2022factForm ADV
← BOBBIE ISABELLE TORRESAdvisorregistration: previous registration
Apr 13, 2022 to Dec 5, 2022factForm ADV
← MICHAEL CHUN LEEAdvisorregistration: previous registration
Jan 29, 2018 to Oct 6, 2022factForm ADV
← Brian ROBERT KochAdvisorregistration: previous registration
Jun 9, 2022 to Sep 30, 2022factForm ADV
← DAVID MARTINEZAdvisorregistration: previous registration
Aug 16, 2021 to Jun 13, 2022factForm ADV
← LEON FRANK MALNIKAdvisorregistration: previous registration
Jan 27, 2018 to May 6, 2021factForm ADV
← DAVID GREGORY MESCHELAdvisorregistration: previous registration
Jan 25, 2018 to Oct 5, 2020factForm ADV
← RAYMOND GINAdvisorregistration: previous registration
Dec 28, 2018 to Nov 7, 2019factForm ADV
← Erik Jens LarsenAdvisorregistration: previous registration
Jan 25, 2018 to Aug 22, 2019factForm ADV
← MICHAEL JAMES KICKHAMAdvisorregistration: previous registration
Jan 5, 2017 to Jun 7, 2019factForm ADV
← HELMUT GARCIAAdvisorregistration: previous registration
Apr 24, 2018 to Jun 3, 2019factForm ADV
← JAIMIE SEBASTIAN COLLIERAdvisorregistration: previous registration
Feb 13, 2018 to May 24, 2019factForm ADV
and 18 more

Dated events

Occurred
Jun 20, 2024
Advisor changed firm
Ronald Joseph Harpootlian left The Retirement Group, Llc for Osaic Wealth, Inc. (registered 2024-09-13)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2024
Advisor changed firm
Ethan Weisenberg left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jun 10, 2024
Team lift-out
2 advisors left The Retirement Group, LLC (San Diego, CA) for Osaic Wealth, Inc. within 10 days
Form ADVobserved 6 days ago
2 advisors
Occurred
Jun 10, 2024
Advisor changed firm
Brian David Mclean left The Retirement Group, Llc for Osaic Wealth, Inc. (registered 2023-11-03)
Form ADVobserved 6 days ago
Occurred
Jun 10, 2024
Advisor changed firm
Shayne Dean Kuebler left The Retirement Group, Llc for Fsc Securities Corporation (registered 2013-06-25)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Bill Edgar Henry left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-07)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Gregory Joseph Rolfes left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Brent Curtis Wolf left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-02)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Michael Corgiat left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Paul Bergeron left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-15)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Patrick Ray left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-02)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Neva Bradley left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-02)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Jenna Lynn Blevins left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Carlos Manuel Hernandez left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-02)
Form ADVobserved 6 days ago
Occurred
May 31, 2024
Firm absorbed
The Retirement Group, LLC's advisors moved to Wealth Enhancement Advisory Services, LLC (San Diego, CA): 11 of 16 registered, within 7 days
Form ADVobserved 6 days ago
11 advisors
Occurred
May 31, 2024
Advisor changed firm
Kevin Landis left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-02)
Form ADVobserved 6 days ago
Occurred
May 31, 2024
Advisor changed firm
Wesley Boudreaux left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-02)
Form ADVobserved 6 days ago
Occurred
May 31, 2024
Advisor changed firm
Tyson Mavar left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-02)
Form ADVobserved 6 days ago
Occurred
Jun 26, 2023
Advisor changed firm
Bruce Allen Cumbo left The Retirement Group, Llc for Allstate Financial Advisors, Llc (registered 2023-05-16)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2023
Advisor changed firm
Luke Dominic Podbury left The Retirement Group, Llc for Canter Wealth (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Dec 21, 2022
Advisor changed firm
Steven Mark Boblis left The Retirement Group, Llc for Farther (registered 2022-11-21)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2022
Advisor changed firm
Bobbie Isabelle Torres left The Retirement Group, Llc for Farther (registered 2025-01-01)
Form ADVobserved 6 days ago
Occurred
Oct 6, 2022
Advisor changed firm
Michael Chun Lee left The Retirement Group, Llc for Farther (registered 2022-02-28)
Form ADVobserved 6 days ago
Occurred
Sep 30, 2022
Advisor changed firm
Brian Robert Koch left The Retirement Group, Llc for Missionsquare Retirement (registered 2022-11-15)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2022
Advisor changed firm
David Martinez left The Retirement Group, Llc for Centura Wealth Advisory (registered 2022-05-25)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
The Retirement Group, Llc reported RAUM $514.0M, up 33% from $385.9M (2021-12-02 to 2022-03-30)
Form ADVobserved 6 days ago
$128M
Occurred
Jan 17, 2019
Control person joined
Joseph Ronald Harpootlian (Compliance Consultant) appeared on Schedule A of The Retirement Group, Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a89d3e0-4ddc-9133-c425-25c72e88a37d
First observed: Nov 8, 2011
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE RETIREMENT GROUP, LLC

CRD 148296

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a89d3e0-4ddc-9133-c425-25c72e88a37d

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARPOOTLIAN, RONALD, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

08/2019

Nov 8, 2011

Mar 28, 2024

JASTREMSKI, JOHN, ALEXANDER

MANAGING MEMBER

yes

08/2008

Nov 8, 2011

Mar 28, 2024

City

State

Country

Employees

Also broker-dealer

n/a

yes

Novato

United States

yes

ST. LOUIS

United States

yes

SAN DIEGO

United States

yes

Hayden

United States

yes

OLD MONROE

United States

yes

ST.LOUIS

United States

yes

Austin

United States

yes

Dallas

United States

yes

Montgomery

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$544M

n/a

2022

Mar 29, 2023

$437M

n/a

2021

Mar 30, 2022

$514M

$500M

n/a

2020

Mar 31, 2021

$386M

$382M

n/a

2019

Mar 30, 2020

$344M

n/a

2018

Mar 27, 2019

$264M

n/a

2017

Mar 30, 2018

$248M

$246M

n/a

2016

Apr 1, 2017

$193M

$171M

n/a

2015

Mar 30, 2016

$93.8M

n/a

2014

Apr 1, 2015

$176M

n/a

2013

Mar 31, 2014

$84.6M

$69.4M

n/a

2012

Apr 1, 2013

$83.0M

$65.7M

n/a

2011

Mar 30, 2012

$44.5M

$31.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$544M

$437M

24.5%

$386M

12.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC WEALTH, INC.

Jun 10, 2024

Sep 13, 2024

SAN DIEGO, CA

Team lift out

RIA to ibd

50.0%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

May 31, 2024

May 15, 2024

SAN DIEGO, CA

Firm absorbed

RIA to RIA

75.0%

FSC SECURITIES CORPORATION

Dec 31, 2017

Mar 30, 2015

SAN RAMON, CA

Team lift out

Other

8.7%

SECURITIES AMERICA ADVISORS, INC.

Jan 12, 2015

SAN DIEGO, CA

Team lift out

Other

9.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FSC SECURITIES CORPORATION

Apr 18, 2016

Jan 11, 2017

DALLAS, TX

Team lift out

Other

0.4%