DFX Intelligence

C••••••••• K•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C••••••••• K•••••• J••••••

Advisor at N•••••••• P•••••••• L••

Columbus, OH | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:371c267a-cc6f-7821-0079-50bdc068a698

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 25, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P•••••••• L••	Independent wealth	May 29, 2026	n/a	yes	Columbus, OH\|MINNEAPOLIS, MN	Current employment
V•••••• F•••••••• P•••••••• L••	Former SEC adviser	Feb 9, 2023	Apr 29, 2026	no	Columbus, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• F•••••••• P•••••••• L••	N•••••••• P•••••••• L••	Apr 29, 2026	May 29, 2026	30	Firm change	RIA to RIA
C••••••••• F•••••••• P••••••• L••	V•••••• F•••••••• P•••••••• L••	Dec 31, 2022	Feb 9, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
315828:167908:OH:2026-04-29	Apr 29, 2026	May 29, 2026	COLUMBUS, OH	Firm change
6363:289444:OH:2017-09-18	Sep 18, 2017	Sep 19, 2017	NELSONVILLE, OH	Firm change

Relationships

Registered with (4)

→ N•••••••• P•••••••• L••Registered adviserregistration: current employment
May 29, 2026 to presentfactForm ADV
→ V•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 9, 2023 to Apr 29, 2026factForm ADV
→ C••••••••• F•••••••• P••••••• L••Registered adviserregistration: previous registration
Sep 19, 2017 to Dec 31, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Apr 29, 2026
Advisor changed firm
C••••••••• K•••••• J•••••• left V•••••• F•••••••• P•••••••• L•• for N•••••••• P•••••••• L•• (registered 2026-05-29)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
C••••••••• K•••••• J•••••• left C••••••••• F•••••••• P••••••• L•• for V•••••• F•••••••• P•••••••• L•• (registered 2023-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:371c267a-cc6f-7821-0079-50bdc068a698
First observed: Oct 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.