DFX Intelligence

K•••• S••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

K•••• S••••• H••••

Advisor at I••••••••• W••••• C••••••• L••

CHARLESTOWN, MA

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Search this name across graphsid dfx:ria:3724472b-1460-eacb-4e26-576a77ee6cc6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	May 7, 2026	n/a	yes	CHARLESTOWN, MA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 6, 2006	May 21, 2026	no	Middleton, MA\|Charlestown, MA\|Boston, MA\|BOSTON, MA\|WOBURN, MA\|Milton, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	I••••••••• W••••• C••••••• L••	May 21, 2026	May 7, 2026	-14	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:284656:MA:2026-05-15	May 21, 2026	May 7, 2026	MILTON, MA	Firm change

Relationships

Registered with (2)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
May 7, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 6, 2006 to May 21, 2026factForm ADV

Dated events

Occurred
May 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3724472b-1460-eacb-4e26-576a77ee6cc6
First observed: Oct 6, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.