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P••••• S•••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

P••••• S•••• S•••

Advisor at I••• H•••• C••••••• I•••

IRVINE, CA

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Search this name across graphsid dfx:ria:37287eac-d903-8d08-70df-4988630cca9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••• H•••• C••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••• H•••• C••••••• I•••	State registered	Dec 22, 2025	n/a	yes	IRVINE, CA	Current employment
C••••••••• W•••••	n/a	Feb 8, 2019	Mar 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••	I••• H•••• C••••••• I•••	Mar 31, 2024	Dec 22, 2025	631	Firm change after gap	Other
P••• C••••••• I•••	C••••••••• W•••••	Jun 3, 2019

Relationships

Registered with (5)

→ I••• H•••• C••••••• I•••Registered adviserregistration: current employment
Dec 22, 2025 to presentfactForm ADV
→ C••••••••• W•••••Registered adviserregistration: previous registration
Feb 8, 2019 to Mar 31, 2024factForm ADV
→ P••• C••••••• I•••Registered adviserregistration: previous registration
Mar 3, 2017 to Jun 3, 2019factForm ADV
→ G•• A••••••• S•••••••• L••Registered adviser

Dated events

Occurred
Mar 31, 2024
Advisor changed firm
P••••• S•••• S••• left C••••••••• W••••• for I••• H•••• C••••••• I••• (registered 2025-12-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37287eac-d903-8d08-70df-4988630cca9d
First observed: May 12, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.