DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Puneet Singh Sahi
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
0 y
since Dec 22, 2025
In the industry
23 y
since Jul 15, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Iron Horse Capital, Inc. state registered currentsince Dec 22, 2025 · Irvine, Ca
- Coordinate Wealth unclassifiedFeb 8, 2019 to Mar 31, 2024 · Tustin, Ca
- Palo Capital, Inc. formerMar 3, 2017 to Jun 3, 2019 · Newport Beach, Ca
- Gfo Advisory Services, LLC asset managerJul 15, 2015 to Jan 3, 2017 · Costa Mesa, Ca
- Hcm Wealth independent RIADec 6, 2013 to Jul 2, 2015 · San Rafael, Ca
- Gfo Advisory Services, LLC asset managerMay 12, 2010 to Jul 26, 2011 · Greenwich, Ct
Moves
a registration end followed by a registration begin elsewhere
- Coordinate Wealth to Iron Horse Capital, Inc.left Mar 31, 2024, registered Dec 22, 2025 (631 days) · Other
- Palo Capital, Inc. to Coordinate Wealthleft Jun 3, 2019, registered Feb 8, 2019 (-115 days) · Other
- Gfo Advisory Services, LLC to Palo Capital, Inc.left Jan 3, 2017, registered Mar 3, 2017 (59 days) · Other
- Hcm Wealth to Gfo Advisory Services, LLCleft Jul 2, 2015, registered Jul 15, 2015 (13 days) · Other
- Gfo Advisory Services, LLC to Hcm Wealthleft Jul 26, 2011, registered Dec 6, 2013 (864 days) · Other
Signals
- Puneet Singh Sahi left Coordinate Wealth for Iron Horse Capital, Inc. (registered 2025-12-22)Mar 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address