DFX Intelligence

R•••••• J•••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

R•••••• J•••• V••••••

Advisor at X• A••••••• U•• I•••

MIAMI, FL

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Search this name across graphsid dfx:ria:372b04e2-213c-5076-d662-452cebaac6c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X• A••••••• U•• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X• A••••••• U•• I•••	Other adviser	Jun 15, 2018	n/a	yes	MIAMI, FL	Current employment
E•• C•••••• A••••••• I•••	Former SEC adviser	Aug 9, 2016	Mar 6, 2017	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• C•••••• A••••••• I•••	X• A••••••• U•• I•••	Mar 6, 2017	Jun 15, 2018	466	Firm change after gap	Other
E•• C•••••• A••••••• L••	E•• C•••••• A••••••• I•••	Nov 6, 2014	Aug 9, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
112224:173779:FL:2017-03-06	Mar 6, 2017	Jun 15, 2018	MIAMI, FL	Firm change after gap

Relationships

Registered with (3)

→ X• A••••••• U•• I•••Registered adviserregistration: current employment
Jun 15, 2018 to presentfactForm ADV
→ E•• C•••••• A••••••• I•••Registered adviserregistration: previous registration
Aug 9, 2016 to Mar 6, 2017factForm ADV
→ E•• C•••••• A••••••• L••Registered adviserregistration: previous registration
Jul 23, 2012 to Nov 6, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:372b04e2-213c-5076-d662-452cebaac6c3
First observed: Jul 23, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.