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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

CARA Corinne MAGLIOCCO

Advisor at ALLSPRING FUNDS MANAGEMENT, LLC

Columbia, CT

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Search this name across graphsid dfx:ria:372c17e8-bc66-d327-b3f7-70f911d15cdc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSPRING FUNDS MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 26, 2005
First registration: Aug 31, 2006
Dual registered: yes, broker-dealer
Other names: CARA CORINNE MAGLIOCCO|CARA MAGLIOCCO
IAPD individual key: 4825029

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Nov 5, 2024	n/a	yes	Columbia, CT	Current employment
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Mar 23, 2012	Nov 27, 2017	no	NEW YORK, NY	Previous registration
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Aug 19, 2009	Mar 22, 2012	no	NEW YORK, NY	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Jul 3, 2008	Aug 20, 2009	no	WINDSOR, CT	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 31, 2006	Jun 27, 2008	no	HARTFORD, CT\|HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLEARBRIDGE INVESTMENTS, LLC	ALLSPRING FUNDS MANAGEMENT, LLC	Nov 27, 2017	Nov 5, 2024	2,535	Firm change after gap	Other
VOYA INVESTMENT MANAGEMENT CO. LLC	CLEARBRIDGE INVESTMENTS, LLC	Mar 22, 2012	Mar 23, 2012	1	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	VOYA INVESTMENT MANAGEMENT CO. LLC	Aug 20, 2009	Aug 19, 2009	-1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	VOYA FINANCIAL PARTNERS, LLC	Jun 27, 2008	Jul 3, 2008	6	Firm change	Other

Relationships

Registered with (5)

→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 5, 2024 to presentfactForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 23, 2012 to Nov 27, 2017factForm ADV
→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: previous registration
Aug 19, 2009 to Mar 22, 2012factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jul 3, 2008 to Aug 20, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 31, 2006 to Jun 27, 2008factForm ADV

Dated events

No dated event names this entity yet.