DFX Intelligence

A••••• A••• I•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

A••••• A••• I•••••••••

Advisor at F••••••••• H••••••• L••

OAKLAND, CA

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Search this name across graphsid dfx:ria:3731b48c-9647-6e04-9cc7-05abee8a3650

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 23, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• H••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 18, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• H••••••• L••	State registered	Mar 21, 2011	n/a	yes	OAKLAND, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 23, 1999	Mar 25, 2011	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	F••••••••• H••••••• L••	Mar 25, 2011	Mar 21, 2011	-4	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ F••••••••• H••••••• L••Registered adviserregistration: current employment
Mar 21, 2011 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 23, 1999 to Mar 25, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3731b48c-9647-6e04-9cc7-05abee8a3650
First observed: Sep 23, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.