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Advisor at MODERN CAPITAL ADVISORS, LLC
RALEIGH, NC | TUSCON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MODERN CAPITAL ADVISORS, LLC | Independent wealth | Feb 1, 2022 | n/a | yes | TUSCON, AZ|RALEIGH, NC | Current employment |
| PACKERLAND BROKERAGE SERVICES, INC. | Independent wealth | May 19, 2022 | May 20, 2022 | no | GREEN BAY, WI|GREEN BAY, WI|Tucson, AZ | Previous registration |
| MODERN CAPITAL ADVISORS, LLC | Independent wealth | Nov 10, 2008 | Dec 31, 2021 | no | TUSCON, AZ|RALEIGH, NC | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 30, 2004 | Jul 21, 2008 | no | TUCSON, AZ|TUCSON, AZ | Previous registration |
| PATHWAYS FINANCIAL PARTNERS,INC. | Former SEC adviser | Oct 30, 2003 | Nov 4, 2003 | no | TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PACKERLAND BROKERAGE SERVICES, INC. | n/a | May 20, 2022 | n/a | n/a | Departure no registered destination | Departure |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | MODERN CAPITAL ADVISORS, LLC | Jul 21, 2008 | Nov 10, 2008 | 112 | Firm change | Other |
| PATHWAYS FINANCIAL PARTNERS,INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Nov 4, 2003 | Jan 30, 2004 | 87 | Firm change | Other |