DFX Intelligence

L•••••• M• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

L•••••• M• M••••••••

Advisor at J••• M••••• S••••••••• L••

New York, NY

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Search this name across graphsid dfx:ria:373a57d5-a1f0-d40d-ff66-503ab597e835

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jun 25, 2026	n/a	yes	New York, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 30, 2024	Jun 4, 2026	no	TARPON SPRINGS, FL\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	J••• M••••• S••••••••• L••	Jun 4, 2026	Jun 25, 2026	21	Firm change	Wirehouse to wirehouse
D••••••• B••• S••••••••• I•••	W•••• F•••• A•••••••	Dec 20, 2023	Aug 30, 2024

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jun 25, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 30, 2024 to Jun 4, 2026factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 5, 2021 to Dec 20, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
L•••••• M• M•••••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-06-25)
Form ADVobserved 7 days ago
Occurred
Dec 20, 2023
Advisor changed firm
L•••••• M• M•••••••• left D••••••• B••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2024-08-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:373a57d5-a1f0-d40d-ff66-503ab597e835
First observed: Apr 15, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.