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Advisor at WELLS FARGO ADVISORS
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 9, 2019 | n/a | yes | LAS VEGAS, NV|LAS VEGAS, NV | Current employment |
| MORGAN STANLEY | Wirehouse | Feb 17, 2012 | Aug 12, 2019 | no | Las Vegas, NV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Feb 22, 2012 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 26, 2004 | Jan 3, 2011 | no | LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| QUICK & REILLY, INC. | n/a | Sep 4, 2002 | Apr 26, 2004 | no | BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Aug 12, 2019 | Aug 9, 2019 | -3 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Feb 22, 2012 | Feb 17, 2012 | -5 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| QUICK & REILLY, INC. | WELLS FARGO INVESTMENTS, LLC | Apr 26, 2004 | Apr 26, 2004 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:NV:2019-08-12 | Aug 12, 2019 | Aug 9, 2019 | LAS VEGAS, NV | Firm change |