DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• D••• W••••••••

W•••• F•••• A•••••••wirehouseLas Vegas, Nvdual registrantIAPD 4236543

Feed of 09/14/2026

Also filed as M•••••• D••• Roehrenbeck

At current firm

7 y

since Aug 9, 2019

In the industry

25 y

since Mar 23, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Aug 9, 2019 · Las Vegas, Nv
M••••• S•••••• wirehouse
Feb 17, 2012 to Aug 12, 2019 · Las Vegas, Nv
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Feb 22, 2012 · Las Vegas, Nv
W•••• F•••• I••••••••• L•• unclassified
Apr 26, 2004 to Jan 3, 2011 · Las Vegas, Nv
Q•••• • R•••••• I••• unclassified
Sep 4, 2002 to Apr 26, 2004 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to W•••• F•••• A•••••••
left Aug 12, 2019, registered Aug 9, 2019 (-3 days) · Wirehouse to wirehouse · moved with a team
W•••• F•••• A••••••• to M••••• S••••••
left Feb 22, 2012, registered Feb 17, 2012 (-5 days) · Wirehouse to wirehouse
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Q•••• • R•••••• I••• to W•••• F•••• I••••••••• L••
left Apr 26, 2004, registered Apr 26, 2004 (0 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address