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Advisor at EDWARD JONES
OGDEN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Oct 2, 2023 | n/a | yes | OGDEN, UT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 17, 2022 | Oct 9, 2023 | no | NEW YORK, NY|Clinton, UT|CLINTON, UT|SALT LAKE CITY, UT|CLINTON, UT | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Mar 23, 2022 | no | BOSTON, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 3, 2007 | Jul 13, 2018 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 1, 2002 | May 14, 2004 | no | RIVERDALE, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Oct 9, 2023 | Oct 2, 2023 | -7 | Firm change | Wirehouse to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 23, 2022 | Nov 17, 2022 | 239 | Firm change | Ibd to wirehouse |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| PRUCO SECURITIES, LLC | STRATEGIC ADVISERS LLC | May 14, 2004 | Jan 3, 2007 | 964 | Firm change after gap | Other |