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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)17 years in industry

MARK ANTHONY MATOS

Advisor at LPL FINANCIAL LLC

BONITA SPRINGS, FL

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Search this name across graphsid dfx:ria:374eb132-7a6f-e564-c1b0-7d06954d19d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 10
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Apr 20, 2009
First registration: Jun 11, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5663657

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2025	n/a	yes	BONITA SPRINGS, FL	Current employment
IC ADVISORY SERVICES, INC.	Former SEC adviser	Nov 3, 2023	Mar 6, 2025	no	BONITA SPRINGS, FL\|BEDMINSTER, NJ	Previous registration
MORAN WEALTH MANAGEMENT, LLC	Independent wealth	Jul 7, 2023	Sep 15, 2023	no	NAPLES, FL	Previous registration
HBKS WEALTH ADVISORS	Independent wealth	Feb 12, 2016	Jan 21, 2022	no	Naples, FL	Previous registration
GLOBAL WEALTH CONSULTANTS, LLC	Former SEC adviser	Jun 11, 2009	Mar 7, 2016	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IC ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
MORAN WEALTH MANAGEMENT, LLC	IC ADVISORY SERVICES, INC.	Sep 15, 2023	Nov 3, 2023	49	Firm change	RIA to ibd
HBKS WEALTH ADVISORS	MORAN WEALTH MANAGEMENT, LLC	Jan 21, 2022	Jul 7, 2023	532	Firm change after gap	RIA to RIA
GLOBAL WEALTH CONSULTANTS, LLC	HBKS WEALTH ADVISORS	Mar 7, 2016	Feb 12, 2016	-24	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 3, 2023 to Mar 6, 2025factForm ADV
→ MORAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 7, 2023 to Sep 15, 2023factForm ADV
→ HBKS WEALTH ADVISORSRegistered adviserregistration: previous registration
Feb 12, 2016 to Jan 21, 2022factForm ADV
→ GLOBAL WEALTH CONSULTANTS, LLCRegistered adviserregistration: previous registration
Jun 11, 2009 to Mar 7, 2016factForm ADV

Dated events

Occurred
Sep 15, 2023
Advisor changed firm
Mark Anthony Matos left Moran Wealth Management, Llc for Ic Advisory Services, Inc. (registered 2023-11-03)
Form ADVobserved 3 days ago
Occurred
Jan 21, 2022
Advisor changed firm
Mark Anthony Matos left Hbks Wealth Advisors for Moran Wealth Management, Llc (registered 2023-07-07)
Form ADVobserved 3 days ago