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HBK SORCE ADVISORY LLC, CRD 112139
ERIE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RICHARD CHARLES MORROW | Certified Financial Planner | CANFIELD, OH | 25 | 31 | n/a | no |
| RAYMOND DEAN PICCIRILLO | Certified Financial Planner | ERIE, PA | FT MYERS, FL | 25 | 36 | n/a | yes |
| ANTHONY BRENT WAUTERLEK | n/a | ERIE, PA | NAPLES, FL | 25 | 30 | n/a | no |
| CHRISTOPHER MICHAEL ZEHNER | Certified Financial Planner | Erie, PA | 25 | 26 | n/a | yes |
| ROBIN LYNN ROBERTS | n/a | CANFIELD, OH | 23 | 23 | n/a | yes |
| BRITTANY LAUREN TAYLOR | Certified Financial Planner | Erie, PA | 23 | 24 | n/a | no |
| STEPHEN CARL SCHRAMM | Certified Financial Planner|Personal Financial Specialist | STUART, FL | 22 | 27 | 1 | no |
| DAVID DARWISH | Certified Financial Planner | NAPLES, FL | 21 | 28 | 1 | yes |
| Jason Christopher Alward | n/a | Erie, PA | 21 | 24 | n/a | no |
| RYAN HENRY FURTWANGLER | Certified Financial Planner | STUART, FL | 21 | 23 | n/a | yes |
| STEVEN MICHAEL RINN | Certified Financial Planner | Erie, PA | 20 | 23 | n/a | no |
| SCOTT ALLAN CROSS | Chartered Financial Analyst | ERIE, PA | 20 | 27 | 1 | no |
| STEVEN THEODORE SWINDLER | Certified Financial Planner | STUART, FL | 20 | 20 | n/a | no |
| QUINTO FABIO AMBROSETTI | Certified Financial Planner | Erie, PA | 18 | 19 | n/a | no |
| BRIAN WILLIAM MALLETTE | Certified Financial Planner | Naples, FL | NAPLES, FL | 17 | 18 | n/a | no |
| MATTHEW JAMES COSTIGAN | Certified Financial Planner|Personal Financial Specialist | Warrendale, PA | 16 | 20 | 1 | no |
| CHRISTINE ANN KUJAN | n/a | Erie, PA | 16 | 20 | n/a | yes |
| IRENE F BUETTNER | n/a | Erie, PA | 16 | 24 | n/a | yes |
| THOMAS J TARANTO | Certified Financial Planner | CANFIELD, OH | 15 | 18 | 1 | yes |
| AMANDA MAHLAND | n/a | NAPLES, FL | 15 | 18 | n/a | yes |
| MICHAEL GUSTAVE WASSMANN | n/a | Erie, PA | 14 | 15 | n/a | yes |
| KERRI ANNE GOLDSMITH | n/a | FT. MYERS, FL | 14 | 15 | n/a | yes |
| ZACHARY M. ALLEGRETTI | Certified Financial Planner | Erie, PA | 13 | 13 | n/a | yes |
| STEVEN ALEX WERYHA | Certified Financial Planner | Erie, PA | 12 | 13 | n/a | no |
| Anthony James Scrocco | Certified Financial Planner | Canfield, OH | 12 | 21 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALLEGRETTI, CHRISTOPHER, MARK | CHAIRMAN, MEMBER | Na | yes | 03/2001 | Nov 18, 2011 | Dec 3, 2024 |
| AMBROSETTI, QUINTO, FABIO | Member | Na | yes | 09/2017 | Oct 7, 2017 | Dec 3, 2024 |
| ARCORACI, JAMES, ANTHONY | Member | Na | yes | 04/2016 | May 2, 2016 | Dec 3, 2024 |
| BAER, DAN, E | Member | Na | yes | 09/2009 | Nov 19, 2013 | Dec 3, 2024 |
| CASEY, WILLIAM, FRANCIS | Member | Na | yes | 09/2017 | Oct 7, 2017 | Dec 3, 2024 |
| COSTIGAN, MATTHEW, JAMES | Member | Na | yes | 09/2017 | Oct 7, 2017 | Dec 3, 2024 |
| CROSS, SCOTT, ALLAN | MEMBER, CHIEF OPERATING OFFICER | Na | yes | 09/2009 | Nov 18, 2011 | Dec 3, 2024 |
| DARWISH, DAVID | Member | Na | yes | 09/2016 | Oct 7, 2017 | Dec 3, 2024 |
| FURTWANGLER, RYAN, HENRY | Member | Na | yes | 09/2017 | Oct 7, 2017 | Dec 3, 2024 |
| HALL, GERALD, WILLIAM | Member | Na | yes | 04/2016 | May 2, 2016 | Dec 3, 2024 |
| HBK SORCE FINANCIAL LLC | PARENT COMPANY | E | yes | 06/2000 | Nov 18, 2011 | Dec 3, 2024 |
| HINES, CHRISTOPHER, JAMES | Member | Na | yes | 09/2020 | Nov 24, 2020 | Dec 3, 2024 |
| MALLETTE, BRIAN, WILLIAM | Member | Na | yes | 09/2018 | Sep 26, 2018 | Dec 3, 2024 |
| MORROW, RICHARD, CHARLES | Member | Na | yes | 03/2006 | Nov 18, 2011 | Dec 3, 2024 |
| PICCIRILLO, RAYMOND, DEAN | Member | Na | yes | 03/2001 | Nov 18, 2011 | Dec 3, 2024 |
| REPETTO, AUGUSTINE, ANTON | Member | Na | yes | 09/2017 | Oct 7, 2017 | Dec 3, 2024 |
| RINN, STEVEN, MICHAEL | Member | Na | yes | 09/2016 | Oct 7, 2017 | Dec 3, 2024 |
| SCHRAMM, STEPHEN, CARL | Member | Na | yes | 03/2006 | Nov 18, 2011 | Dec 3, 2024 |
| Shelby, Jeremy, T. | Member | Na | yes | 04/2024 | May 2, 2024 | Dec 3, 2024 |
| SOMMERS, BRIAN, SCOTT | CHIEF INVESTMENT OFFICER, MEMBER | Na | yes | 09/2017 | Jan 27, 2016 | Dec 3, 2024 |
| TARANTO, THOMAS, J | Member | Na | yes | 09/2018 | Sep 26, 2018 | Dec 3, 2024 |
| TAYLOR, BRITTANY, LAUREN | Member | Na | yes | 09/2018 | Sep 26, 2018 | Dec 3, 2024 |
| WASSMANN, MICHAEL, GUSTAVE | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2011 | Nov 18, 2011 | Dec 3, 2024 |
| HBK SORCE HOLDINGS LLC | Owner | E | no | 03/2001 | Nov 18, 2011 | Dec 3, 2024 |
| HILL, BARTH, & KING FINANCIAL HOLDINGS LLC | Owner | D | no | 01/2009 | Nov 18, 2011 | Dec 3, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PINION INVESTMENT ADVISORS, LLC | n/a | Independent wealth | $837M | N | yes | n/a |
| UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLC | n/a | Independent wealth | $259M | N | yes | n/a |
| ELITE LIFE MANAGEMENT LLC | n/a | Independent wealth | $147M | N | yes | n/a |
| PARK SHORE PARTNERS LLC | n/a | Asset manager | $110M | N | yes | n/a |
| HBK SORCE BROKERAGE LLC | n/a | n/a | n/a | N | yes | n/a |
| HBK SORCE INSURANCE LLC | n/a | n/a | n/a | N | yes | n/a |
| HILL, BARTH & KING LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Erie | Pa | United States | 11 | no |
| Conshohocken | Pa | United States | 9 | no |
| Warrendale | Pa | United States | 9 | no |
| Naples | FL | United States | 8 | no |
| Stuart | FL | United States | 8 | no |
| Fredonia | NY | United States | 6 | no |
| Canfield | Oh | United States | 5 | no |
| Meadville | Pa | United States | 5 | no |
| FT. MYERS | FL | United States | 3 | no |
| Sarasota | FL | United States | 2 | no |
| Holmdel | Nj | United States | 2 | no |
| KING OF PRUSSIA | Pa | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 17, 2026 | $7.7B | $7.2B | 109 | 73 | 12 | n/a | n/a |
| 2024 | Apr 30, 2025 | $6.5B | $6.4B | 112 | 75 | 13 | n/a | n/a |
| 2023 | Nov 8, 2023 | $5.6B | $5.5B | 105 | 72 | 11 | n/a | n/a |
| 2022 | Nov 14, 2022 | $5.0B | $4.9B | 95 | 65 | 13 | n/a | n/a |
| 2021 | Nov 22, 2021 | $5.3B | $5.2B | 90 | 65 | 12 | n/a | n/a |
| 2020 | Nov 24, 2020 | $4.2B | $4.2B | 93 | 68 | 12 | n/a | n/a |
| 2019 | Nov 26, 2019 | $4.0B | $3.9B | 90 | 65 | 13 | n/a | n/a |
| 2018 | Nov 14, 2018 | $3.4B | $3.4B | 71 | 68 | 12 | n/a | n/a |
| 2017 | Oct 7, 2017 | $2.6B | $2.6B | 66 | 47 | 11 | n/a | n/a |
| 2016 | Nov 23, 2016 | $2.3B | $2.2B | 50 | 41 | n/a | n/a | n/a |
| 2015 | Oct 1, 2015 | $1.8B | $1.8B | 45 | 35 | n/a | n/a | n/a |
| 2014 | Nov 11, 2014 | $1.8B | $1.8B | 42 | 34 | n/a | n/a | n/a |
| 2013 | Nov 19, 2013 | $1.5B | $1.5B | 39 | 35 | n/a | n/a | n/a |
| 2012 | Oct 24, 2012 | $1.4B | $1.3B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 6 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $7.7B | $6.5B | 17.8% | $5.0B | 15.4% | 109 | 112 | 12 | 13 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PARK SHORE PARTNERS LLC | 2 | Jul 24, 2026 | Jul 29, 2021 | NAPLES, FL | Team lift out | Other | 22.2% |
| LOCUST CAPITAL MANAGEMENT LLC | 5 | Dec 31, 2017 | Oct 10, 2017 | PHILADELPHIA, PA | Firm absorbed | Other | 100.0% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 4 | May 3, 2016 | Jul 8, 2016 | FREDONIA, NY | Team lift out | Other | 0.1% |