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RIA / WealthAdvisor24 years in industry

ANDREW JOHN WACKER

Advisor at CONVERGENCE ADVISORY GROUP

OMAHA, NE

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Search this name across graphsid dfx:ria:374f16cd-d5c5-52cf-81a3-043daca6241a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONVERGENCE ADVISORY GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 3, 2018
First registration: Sep 11, 2002
Dual registered: no
IAPD individual key: 4507611

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONVERGENCE ADVISORY GROUP	State registered	Nov 6, 2020	n/a	yes	OMAHA, NE	Current employment
CONTINUUM FINANCIAL	n/a	May 31, 2019	Jan 19, 2021	no	OMAHA, NE	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 9, 2007	Feb 27, 2009	no	Omaha, NE	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 13, 2006	Jul 13, 2007	no	MINNEAPOLIS, MN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Sep 11, 2002	May 20, 2004	no	LINCOLN, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONTINUUM FINANCIAL	CONVERGENCE ADVISORY GROUP	Jan 19, 2021	Nov 6, 2020	-74	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	CONTINUUM FINANCIAL	Feb 27, 2009	May 31, 2019	3,745	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MML INVESTORS SERVICES, LLC	Jul 13, 2007	Aug 9, 2007	27	Firm change	Other
PRUCO SECURITIES, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 20, 2004	Mar 13, 2006	662	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
175297:308408:NE:2021-01-19	Jan 19, 2021	Nov 6, 2020	OMAHA, NE	Firm change after gap

Relationships

Registered with (5)

→ CONVERGENCE ADVISORY GROUPRegistered adviserregistration: current employment
Nov 6, 2020 to presentfactForm ADV
→ CONTINUUM FINANCIALRegistered adviserregistration: previous registration
May 31, 2019 to Jan 19, 2021factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 9, 2007 to Feb 27, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 13, 2006 to Jul 13, 2007factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 11, 2002 to May 20, 2004factForm ADV

Dated events

No dated event names this entity yet.