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Advisor at USI ADVISORS
GLASTONBURY, CT | Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| USI ADVISORS | Institutional manager | Jul 16, 2024 | n/a | yes | GLASTONBURY, CT|Charlotte, NC | Current employment |
| MISSIONSQUARE RETIREMENT | Bd affiliated wealth | Jun 20, 2018 | Mar 12, 2021 | no | WASHINGTON, DC | Previous registration |
| HORACE MANN INVESTORS, INC. | No RAUM reported | Jul 7, 2016 | May 29, 2018 | no | SPRINGFIELD, IL|SPRINGFIELD, IL | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Nov 12, 2009 | Mar 5, 2015 | no | CHARLOTTE, NC | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 3, 2001 | Dec 3, 2008 | no | HOUSTON, TX|SALT LAKE CITY, UT|RENO, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MISSIONSQUARE RETIREMENT | USI ADVISORS | Mar 12, 2021 | Jul 16, 2024 | 1,222 | Firm change after gap | Other |
| HORACE MANN INVESTORS, INC. | MISSIONSQUARE RETIREMENT | May 29, 2018 | Jun 20, 2018 | 22 | Firm change | Other |
| ADVICE AND PLANNING SERVICES | HORACE MANN INVESTORS, INC. | Mar 5, 2015 | Jul 7, 2016 | 490 | Firm change after gap | Other |
| VALIC FINANCIAL ADVISORS, INC. | ADVICE AND PLANNING SERVICES | Dec 3, 2008 | Nov 12, 2009 | 344 | Firm change | Other |