RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• C•••••••
- U•• A••••••• institutional currentsince Jul 16, 2024 · Glastonbury, Ct
- M••••••••• R••••••••• BD affiliatedJun 20, 2018 to Mar 12, 2021 · Washington, Dc
- H••••• M••• I••••••••• I••• no RAUMJul 7, 2016 to May 29, 2018 · Springfield, Il
- A••••• A•• P••••••• S••••••• BD affiliatedNov 12, 2009 to Mar 5, 2015 · Charlotte, Nc
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 3, 2001 to Dec 3, 2008 · Houston, Tx
- M••••••••• R••••••••• to U•• A•••••••left Mar 12, 2021, registered Jul 16, 2024 (1222 days) · Other
- H••••• M••• I••••••••• I••• to M••••••••• R•••••••••left May 29, 2018, registered Jun 20, 2018 (22 days) · Other
- A••••• A•• P••••••• S••••••• to H••••• M••• I••••••••• I•••left Mar 5, 2015, registered Jul 7, 2016 (490 days) · Other
- V•••• F•••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••left Dec 3, 2008, registered Nov 12, 2009 (344 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address