DFX Intelligence

Data Factory

J•••• R••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor42 years in industry

J•••• R••••• C••••

Advisor at A••••••• F•••••••• A••••••• I••

WINTER PARK, FL | Incline Village, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:375654e4-131f-4493-de1a-5f84b73b5860

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A••••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A••••••• I••	Independent wealth	Oct 22, 2014	n/a	yes	WINTER PARK, FL\|Incline Village, NV	Current employment
C•••••••• C•••••• G••••• L••	Independent wealth	Feb 7, 2012	Oct 21, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• C•••••• G••••• L••	A••••••• F•••••••• A••••••• I••	Oct 21, 2014	Oct 22, 2014	1	Firm change	Other
W•••••• I••••••••• S•••••••••	C•••••••• C•••••• G••••• L••	Feb 6, 2012

Relationships

Registered with (3)

→ A••••••• F•••••••• A••••••• I••Registered adviserregistration: current employment
Oct 22, 2014 to presentfactForm ADV
→ C•••••••• C•••••• G••••• L••Registered adviserregistration: previous registration
Feb 7, 2012 to Oct 21, 2014factForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 12, 2010 to Feb 6, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:375654e4-131f-4493-de1a-5f84b73b5860
First observed: Apr 12, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.