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CRD 108530
WINTER PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MATTHEW JOHN BOYCE | Certified Financial Planner | WINTER PARK, FL | 30 | 31 | 2 | no |
| WILLIAM ANDREW MERTES | Chartered Financial Analyst | WINTER PARK, FL | Rexford, NY | 22 | 31 | 1 | no |
| MARK JAN BRAS | n/a | WINTER PARK, FL | 19 | 37 | 2 | no |
| JAMES ROBERT CABLE | n/a | WINTER PARK, FL | Incline Village, NV | 11 | 42 | 2 | no |
| Andrew Markus Bras | n/a | WINTER PARK, FL | 7 | 10 | n/a | no |
| ALEXANDER JAN BRAS | n/a | WINTER PARK, FL | 6 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOYCE, MATTHEW, JOHN | PRESIDENT, CFO | D | yes | 01/2020 | Feb 10, 2026 | Feb 10, 2026 |
| MERTES, WILLIAM, ANDREW | Cio | D | yes | 01/2020 | Feb 10, 2026 | Feb 10, 2026 |
| TORRES, KAREN, S | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2024 | Feb 10, 2026 | Feb 10, 2026 |
| KELLY, LESLIE, JEANNE | Director | Na | yes | 01/2020 | Jan 25, 2012 | Jul 2, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 10, 2026 | $1.3B | $0 | 8 | 8 | 2 | n/a | n/a |
| 2024 | Apr 4, 2025 | $1.0B | $0 | 9 | 9 | 2 | n/a | n/a |
| 2023 | Mar 6, 2024 | $887M | $0 | 9 | 9 | 2 | n/a | n/a |
| 2022 | Feb 17, 2023 | $726M | $0 | 6 | 6 | 2 | n/a | n/a |
| 2021 | Feb 24, 2022 | $733M | $733M | 6 | 6 | 2 | n/a | n/a |
| 2020 | Feb 25, 2021 | $635M | $0 | 6 | 6 | 2 | n/a | n/a |
| 2019 | Jan 28, 2020 | $559M | $0 | 6 | 6 | 2 | n/a | n/a |
| 2018 | Feb 20, 2019 | $464M | $0 | 6 | 6 | 2 | n/a | n/a |
| 2017 | Feb 2, 2018 | $525M | $0 | 6 | 6 | 0 | n/a | n/a |
| 2016 | Feb 3, 2017 | $450M | $0 | 6 | 3 | n/a | n/a | n/a |
| 2015 | Mar 17, 2016 | $409M | $0 | 6 | 6 | n/a | n/a | n/a |
| 2014 | Mar 4, 2015 | $425M | $0 | 6 | 6 | n/a | n/a | n/a |
| 2013 | Mar 14, 2014 | $425M | $0 | 5 | 5 | n/a | n/a | n/a |
| 2012 | Feb 21, 2013 | $260M | $0 | 5 | 5 | n/a | n/a | n/a |
| 2011 | Jan 25, 2012 | $215M | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $1.0B | 22.6% | $726M | 20.8% | 8 | 9 | 2 | 2 |