DFX Intelligence

D••••••• C•••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

D••••••• C•••••• P••••••• L•

CRD 289307

NEW YORK, NY

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Search this name across graphsid dfx:ria:375e6d2d-0b23-deab-d216-870f0d9cad3f

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 30
On other graphs: 3
Observed: Jul 19, 2017 to Aug 27, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D••••••• C•••••• P••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

D••••••• C•••••• P••••••• L•

Capital provider to sponsors · shared crd

Private Creditidentity

D••••••• C•••••• P••••••• L•

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $29B••• Locked
Discretionary RAUM: $29B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 130

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••••• M••••• F••• L•	Hedge Fund	$13B	Aug 27, 2026	441	Sep 29, 2017	reported	021-293587
D••••••• D••••••••• M••••• F••• I•• ••••••••• L•	Hedge Fund	$2.5B	Aug 27, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• M••••••• J•••••	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	08/2024	Aug 1, 2024	Oct 31, 2024
D••••••• C•••••• P••••••• G• L••	GENERAL PARTNER	Na	yes	11/2016	Mar 29, 2018	Oct 31, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••••• A••••••••• L••	n/a	n/a	n/a	N	yes	n/a
D••••••• P•••••••• F•••••• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	6	no
WEST PALM BEACH	FL	United States	5	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$29B	$22B	33.3%	$15B	25.5%	130	101	2	2

Relationships

Advises (37)

→ D••••••• C•••••• C•• 1• L••Private fundSecuritized Asset Fund, IA
Nov 2, 2021 to presentfactForm ADV
→ D••••••• C•• E••••• F••• L•Private fundHedge Fund, IA
Aug 27, 2026 to presentfactForm ADV
→ D••••••• C••••• F•••••• I•• L•••Private fundSecuritized Asset Fund, IA
Feb 27, 2020 to presentfactForm ADV
→ D••••••• M••••• F••• L•

Dated events

Occurred
Aug 27, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$-731M
Occurred
Aug 27, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$-1.3B
Occurred
Aug 27, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$405M
Occurred
Aug 27, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:375e6d2d-0b23-deab-d216-870f0d9cad3f
First observed: Jul 19, 2017
Last observed: Aug 27, 2026 27 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.