DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D••••••• C•••••• P••••••• L•
Latest filing Aug 27, 2026
First filing on the tape Jul 19, 2017 · 35 filings
SEC status approved since Aug 17, 2017
RAUM
$29B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
130
67 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
34
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$29B as of Aug 27, 2026
Mar 29, 2018$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 27, 2026
Mar 29, 20180 then
Employees (5.A)130 as of Aug 27, 2026
Mar 29, 201816 then
Private funds34 as of Aug 27, 2026
Mar 29, 20181 then
RAUM +33% over the last fiscal year+25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $654MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $11B, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$29B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 44reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11B for 27 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
22 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••••• M••••• F••• L• | Hedge Fund | $10B | 419 | Sep 29, 2017 |
| D••••••• D••••••••• M••••• F••• I• L• | Hedge Fund | $2.5B | 331 | Aug 24, 2022 |
| D••••••• D••••••••• M••••• F••• L• | Hedge Fund | $946M | 203 | Aug 27, 2020 |
| D••••••• C•••••• C•• 7• L•• | Securitized Asset Fund | $555M | 4 | Aug 1, 2024 |
| D••••••• C•••••• C•• 4• L•• | Securitized Asset Fund | $507M | 4 | May 30, 2023 |
| D••••••• C•••••• C•• 6• L•• | Securitized Asset Fund | $498M | 4 | Mar 29, 2024 |
| D•• I• L•• | Private Equity Fund | $492M | 1 | Sep 19, 2023 |
| D••••••• C•••••• C•• 1• L•• | Securitized Asset Fund | $452M | 6 | Nov 2, 2021 |
| D••••••• C•••••• C•• 2• L•• | Securitized Asset Fund | $452M | 4 | Nov 2, 2021 |
| D••••••• C•••••• C•• 8• L•• | Securitized Asset Fund | $452M | 2 | Oct 31, 2024 |
| D••••••• C••••• F•••••• I• L•• | Securitized Asset Fund | $409M | 2 | Feb 15, 2022 |
| D••••••• C••••• F•••••• I••• L••• | Securitized Asset Fund | $406M | 9 | Nov 25, 2020 |
| D••••••• C•••••• C•• 3• L•• | Securitized Asset Fund | $401M | 4 | May 9, 2022 |
| D••••••• C•••••• C•• 5• L•• | Securitized Asset Fund | $394M | 4 | Nov 28, 2023 |
| D••••••• C••••• F•••••• I• L•• | Securitized Asset Fund | $284M | 7 | Aug 26, 2019 |
| D••••••• C••••• F•••••• I•• L••• | Securitized Asset Fund | $274M | 5 | Feb 27, 2020 |
| D•• I• F••• L• | Hedge Fund | $182M | 1 | May 30, 2023 |
| D••••••• S•• M••••• F••• L•no longer reported | Hedge Fund | $153M | 57 | May 26, 2021 |
| D•••• M••••• F••• I• L•no longer reported | Hedge Fund | $95.1M | 4 | Aug 26, 2019 |
| D•• T••• L• | Hedge Fund | $28.7M | 1 | Sep 19, 2023 |
| D••• F••• I• L• | Private Equity Fund | $23.0M | 3 | Mar 29, 2024 |
| D••••• L• | Hedge Fund | $21.1M | 2 | Nov 25, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C•••• M••••••• J••••• · General Counsel And Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- G••••••••• M••••••• G••••• · Chief Operating Officer, Chief Financial Officer & Head Of Operationscontrolsince 07/2019 · owns less than 5%
- G••••••• S••••• K••••••• · Co-Founder & Managing Partnercontrolsince 11/2016 · owns less than 5%
- L••••••••• J•••••••• N•• · Co-Founder & Managing Partnercontrolsince 11/2016 · owns less than 5%
- G••••••• S••••• K••••••• · Membercontrolsince 07/2021 · owns 75% or more of S• D••••••• L••
- G••••••• S••••• K••••••• · Membercontrolsince 11/2016 · owns 50% to 75% of D••••••• C•••••• P••••••• G• L••
- L••••••••• J•••••••• N•• · Limited Partnercontrolsince 07/2021 · owns 75% or more of D••••••• M••••••••• I••••••••• L•
- L••••••••• J•••••••• N•• · Membercontrolsince 11/2016 · owns 50% to 75% of D••••••• C•••••• P••••••• G• L••
Entity owners
- D••••••• C•••••• P••••••• G• L•• · General Partnerdirect · owns less than 5%
- D••••••• M••••••••• I••••••••• L• · Limited Partnerdirect · owns 25% to 50%
- S• D••••••• L•• · Limited Partnerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- D••••••• A••••••••• L••bankpooled vehicle sponsorn
- D••••••• P•••••••• F•••••• L••investment adviserbanky
Advisers that list D••••••• C•••••• P••••••• L• as a related person
- 328057 y
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom6 employees
- West Palm Beach, FL5 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Apr 29, 2026private funds (Schedule D 7.B.1) moved from 20.0 to 30.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-04-29; the peer median change was +5.0% (318 comparable advisers, 93.0th percentile of changes)peers: asset managers, $20B and over (318) · 93% percentile
What changed
consecutive filings, newest first
- Advisory employees · 62 to 67Apr 29, 2026 to Aug 27, 2026
- Employees · 119 to 130Apr 29, 2026 to Aug 27, 2026
- Private funds · 30 to 34Apr 29, 2026 to Aug 27, 2026
- Accounts · 28 to 44Feb 27, 2026 to Mar 31, 2026
- Advisory employees · 57 to 62Feb 27, 2026 to Mar 31, 2026
- Pooled vehicle clients · 28 to 44Feb 27, 2026 to Mar 31, 2026
- Assets in custody · $9.7B to $11BFeb 27, 2026 to Mar 31, 2026
- Employees · 102 to 119Feb 27, 2026 to Mar 31, 2026
- Private funds · 29 to 30Feb 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $22B to $29BFeb 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $22B to $29BFeb 27, 2026 to Mar 31, 2026
- RAUM · $22B to $29BFeb 27, 2026 to Mar 31, 2026
- Private funds · 26 to 29Sep 12, 2025 to Feb 27, 2026
- Private funds · 25 to 26Jul 10, 2025 to Sep 12, 2025
- Employees · 101 to 102Mar 31, 2025 to Jul 10, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 10, 2025
- Private funds · 20 to 25Mar 31, 2025 to Jul 10, 2025
- Accounts · 26 to 28Oct 31, 2024 to Mar 31, 2025
- Pooled vehicle clients · 26 to 28Oct 31, 2024 to Mar 31, 2025
- Assets in custody · $8.5B to $9.7BOct 31, 2024 to Mar 31, 2025
- Employees · 94 to 101Oct 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $18B to $22BOct 31, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $18B to $22BOct 31, 2024 to Mar 31, 2025
- RAUM · $18B to $22BOct 31, 2024 to Mar 31, 2025
- Advisory employees · 56 to 57Aug 1, 2024 to Oct 31, 2024
- Employees · 91 to 94Aug 1, 2024 to Oct 31, 2024
- Private funds · 19 to 20Aug 1, 2024 to Oct 31, 2024
- Advisory employees · 50 to 56Mar 29, 2024 to Aug 1, 2024
- Employees · 82 to 91Mar 29, 2024 to Aug 1, 2024
- Private funds · 18 to 19Mar 29, 2024 to Aug 1, 2024
- Accounts · 19 to 26Nov 28, 2023 to Mar 29, 2024
- Advisory employees · 45 to 50Nov 28, 2023 to Mar 29, 2024
- Pooled vehicle clients · 19 to 26Nov 28, 2023 to Mar 29, 2024
- Assets in custody · $7.5B to $8.5BNov 28, 2023 to Mar 29, 2024
- Employees · 77 to 82Nov 28, 2023 to Mar 29, 2024
- Private funds · 16 to 18Nov 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $15B to $18BNov 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $15B to $18BNov 28, 2023 to Mar 29, 2024
- RAUM · $15B to $18BNov 28, 2023 to Mar 29, 2024
- Related adviser · false to trueNov 28, 2023 to Mar 29, 2024
Signals
12 dated events
- D••••••• C•••••• P••••••• L• reported RAUM $28.8B, up 33% from $21.6B (2026-02-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Shailini Rao (Co-Chief Operating Officer, General Counsel & Chief Compliance Officer) no longer on Schedule A of D••••••• C•••••• P••••••• L• (listed 2024-03-29, absent 2024-08-01)Aug 1, 2024 · Control person left · inference
- Joshua Michael Cohn (General Counsel And Chief Compliance Officer) appeared on Schedule A of D••••••• C•••••• P••••••• L•Aug 1, 2024 · Control person joined · fact
- D••••••• C•••••• P••••••• L• reported RAUM $18.3B, up 26% from $14.6B (2023-11-28 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- D••••••• C•••••• P••••••• L• reported RAUM $13.4B, up 46% from $9.1B (2022-02-15 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- D••••••• C•••••• P••••••• L• reported RAUM $9.1B, up 63% from $5.6B (2021-02-18 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- D••••••• C•••••• P••••••• L• reported RAUM $5.6B, up 47% from $3.8B (2020-02-27 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Henry Christopher Sullivan (Chief Operating Officer) no longer on Schedule A of D••••••• C•••••• P••••••• L• (listed 2020-02-27, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Gerard Mathew Gilmartin (Chief Financial Officer) appeared on Schedule A of D••••••• C•••••• P••••••• L•Mar 30, 2020 · Control person joined · fact
- D••••••• C•••••• P••••••• L• reported RAUM $3.8B, up 127% from $1.7B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- D••••••• C•••••• P••••••• L• reported RAUM $1.7B, up 121% from $762.2M (2018-01-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- D••••••• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)Jul 19, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D••••••• C•••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- D••••••• C•••••• P••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/diameter-capital-partners-lpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-655-1400reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026