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S••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

S••••• L••

Advisor at A••• A•••••••• L••

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:37603a6c-a45b-4af0-fcd2-5f1443054494

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A•••••••• L••	Independent wealth	Aug 5, 2026	n/a	yes	BEVERLY HILLS, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 24, 2011	Aug 24, 2022	no	SANTA MONICA, CA\|BEVERLY HILLS, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••• A•••••••• L••	Aug 24, 2022	Aug 5, 2026	1,442	Firm change after gap	Wirehouse to RIA
M••••• S••••••	W•••• F•••• A•••••••	Jan 27, 2011

Relationships

Registered with (5)

→ A••• A•••••••• L••Registered adviserregistration: current employment
Aug 5, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 24, 2011 to Aug 24, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jan 27, 2011factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Aug 24, 2022
Advisor changed firm
S••••• L•• left W•••• F•••• A••••••• for A••• A•••••••• L•• (registered 2026-08-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37603a6c-a45b-4af0-fcd2-5f1443054494
First observed: Mar 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.