RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••• A•••••••• L•• independent RIA currentsince Aug 5, 2026 · Beverly Hills, Ca
- W•••• F•••• A••••••• wirehouseJan 24, 2011 to Aug 24, 2022 · Santa Monica, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 27, 2011 · Beverly Hills, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Beverly Hills, Ca
- M••••• S•••••• D• I••• unclassifiedMar 27, 2006 to Apr 2, 2007 · Beverly Hills, Ca
- W•••• F•••• A••••••• to A••• A•••••••• L••left Aug 24, 2022, registered Aug 5, 2026 (1442 days) · Wirehouse to independent RIA
- M••••• S•••••• to W•••• F•••• A•••••••left Jan 27, 2011, registered Jan 24, 2011 (-3 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- S••••• L•• left W•••• F•••• A••••••• for A••• A•••••••• L•• (registered 2026-08-05)Aug 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address