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RIA / WealthAdvisor13 years in industry

JOHN FRANCIS MARSINI

Advisor at ETHOS FINANCIAL GROUP, LLC

KING OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:376550dc-1e17-052b-d14e-9f3952833e92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ETHOS FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Aug 28, 2013
First registration: Mar 13, 2014
Dual registered: no
Other names: John Francis Marsini
IAPD individual key: 1541936

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETHOS FINANCIAL GROUP, LLC	Independent wealth	Jan 31, 2023	n/a	yes	KING OF PRUSSIA, PA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 26, 2016	Dec 31, 2022	no	Radnor, PA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Jul 15, 2016	no	NEWTOWN SQUARE, PA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 13, 2014	Jan 2, 2015	no	NEWTOWN SQUARE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	ETHOS FINANCIAL GROUP, LLC	Dec 31, 2022	Jan 31, 2023	31	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Jul 15, 2016	Oct 26, 2016	103	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jan 31, 2023 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 26, 2016 to Dec 31, 2022factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Jul 15, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 13, 2014 to Jan 2, 2015factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
John Francis Marsini left Mml Investors Services, Llc for Ethos Financial Group, Llc (registered 2023-01-31)
Form ADVobserved 6 days ago