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CRD 321748
KING OF PRUSSIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DANIEL COOK GUY | Chartered Financial Analyst | KING OF PRUSSIA, PA | 4 | 12 | 3 | no |
| ROBERT J BAGONIS | n/a | KING OF PRUSSIA, PA | 4 | 11 | 1 | no |
| Jacob Wade Stull | n/a | KING OF PRUSSIA, PA | 4 | 10 | 1 | no |
| JAMIE MICHELLE STAPF | n/a | KING OF PRUSSIA, PA | 4 | 26 | 4 | no |
| WILLIAM LOWRY LANE | n/a | KING OF PRUSSIA, PA | 4 | 23 | 4 | no |
| MICHAEL CHARLES MCCONAHY | n/a | KING OF PRUSSIA, PA | 4 | 17 | 3 | no |
| ALEXANDER HAAB NIKPOUR | Certified Financial Planner | KING OF PRUSSIA, PA | 4 | 10 | 2 | no |
| DUSTIN SCOTT DOWLING | n/a | KING OF PRUSSIA, PA | 4 | 18 | 2 | no |
| DANIA FITZGERALD TANGUIS | n/a | Baton Rouge, LA | KING OF PRUSSIA, PA | 4 | 37 | 6 | no |
| John Santini | n/a | KING OF PRUSSIA, PA | 4 | 13 | 2 | yes |
| JEFFREY PAUL WRABEL | n/a | KING OF PRUSSIA, PA | 3 | 21 | 2 | no |
| MEAGAN CAMPBELL SHIELDS | n/a | Baton Rouge, LA | KING OF PRUSSIA, PA | 3 | 10 | n/a | no |
| JOHN FRANCIS MARSINI | n/a | KING OF PRUSSIA, PA | 3 | 13 | 3 | no |
| Antonio Betancourt | Certified Financial Planner | KING OF PRUSSIA, PA | Clark, NJ | 3 | 27 | 3 | no |
| JAMES ADAM GONNASON | Chartered Financial Consultant | KING OF PRUSSIA, PA | 2 | 13 | 4 | no |
| MICHAEL DENNIS MALONE | n/a | KING OF PRUSSIA, PA | 2 | 46 | 5 | no |
| JAMES WILLIAM JUDGE | Chartered Financial Analyst | KING OF PRUSSIA, PA | 2 | 22 | 4 | no |
| CHRISTOPHER GLYNN YODER | n/a | KING OF PRUSSIA, PA | LANCASTER, PA | 1 | 18 | 3 | no |
| KYLE PHILLIP STUCKEY | Certified Financial Planner|Personal Financial Specialist | KING OF PRUSSIA, PA | CAMP HILL, PA | 1 | 12 | 5 | no |
| KIM MEYERS SAMS | n/a | KING OF PRUSSIA, PA | PLANO, TX | 1 | 29 | 5 | yes |
| Kristen Marsh | n/a | KING OF PRUSSIA, PA | Plano, TX | 1 | 14 | 1 | no |
| Edward Butowsky | n/a | Plano, TX | KING OF PRUSSIA, PA | 1 | 38 | 5 | yes |
| H CLARK GAINES JR | n/a | KING OF PRUSSIA, PA | CHARLESTON, SC | 0 | 13 | 3 | no |
| ALAN BACA | n/a | San Diego, CA | KING OF PRUSSIA, PA | 0 | 14 | 1 | no |
| ROBERT KEVIN CAWLEY | n/a | OREFIELD, PA | KING OF PRUSSIA, PA | 0 | 20 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GUY, DANIEL, COOK | EXECUTIVE OFFICER / CCO | B | yes | 04/2022 | Aug 12, 2026 | Aug 12, 2026 |
| JUDGE, JAMES, WILLIAM | EXECUTIVE OFFICER | C | yes | 04/2022 | Aug 12, 2026 | Aug 12, 2026 |
| DOWLING, DUSTIN, SCOTT | Owner | E | yes | 07/2018 | Sep 30, 2022 | Dec 6, 2024 |
| LANE, WILLIAM, LOWRY | Owner | E | yes | 07/2018 | Sep 30, 2022 | Dec 6, 2024 |
| DIG, LLC | Owner | B | no | 09/2022 | Aug 12, 2026 | Aug 12, 2026 |
| FREEMASON, LLC | Owner | A | no | 09/2022 | Aug 12, 2026 | Aug 12, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Clark | Nj | United States | 3 | no |
| BATON ROUGE | La | United States | 2 | no |
| Harrisburg | Pa | United States | 2 | no |
| CAMP HILL | Pa | United States | 1 | no |
| Lancaster | Pa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $2.1B | $1.9B | 38 | 27 | 7 | n/a | n/a |
| 2024 | Apr 23, 2025 | $1.6B | $1.4B | 36 | 27 | 7 | n/a | n/a |
| 2023 | Mar 25, 2024 | $914M | $751M | 24 | 20 | 3 | n/a | n/a |
| 2022 | Mar 27, 2023 | $652M | $517M | 16 | 13 | 2 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 8 | 3 | 5 | 9.1% | 5 | 0 | 0 | 18 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.1B | $1.6B | 36.0% | $652M | 48.7% | 44 | 36 | 9 | 7 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ALDEN INVESTMENT GROUP | 2 | Jul 3, 2026 | Aug 3, 2026 | WAYNE, PA | Team lift out | RIA to RIA | 4.8% |
| CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC | 2 | Mar 31, 2025 | Jan 22, 2025 | PLANO, TX | Team lift out | RIA to RIA | 66.7% |
| ALMANACK INVESTMENT PARTNERS | 2 | Dec 6, 2024 | Dec 6, 2024 | LANCASTER, PA | Team lift out | RIA to RIA | 14.3% |
| ALMANACK INVESTMENT PARTNERS | 7 | Aug 26, 2022 | Oct 4, 2022 | NEWTOWN SQUARE, PA | Team lift out | RIA to new firm | 28.0% |
| ALMANACK INVESTMENT PARTNERS | 2 | Jul 8, 2022 | Jul 22, 2022 | NEWTOWN SQUARE, PA | Team lift out | RIA to new firm | 7.4% |