DFX Intelligence

D•••••• F• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

D•••••• F• H•••••

Advisor at J••• M••••• S••••••••• L••

TAMPA, FL

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Search this name across graphsid dfx:ria:37675798-a64c-cd2e-f1db-0852f5b0b793

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 27, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jul 14, 2017	n/a	yes	TAMPA, FL	Current employment
D••••• W••••• M•••••••••	Independent wealth	Mar 3, 2017	Jun 6, 2017	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• W••••• M•••••••••	J••• M••••• S••••••••• L••	Jun 6, 2017	Jul 14, 2017	38	Firm change	Other
S•••••••• A••••••• L••	D••••• W••••• M•••••••••	Jan 13, 2017	Mar 3, 2017

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jul 14, 2017 to presentfactForm ADV
→ D••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 3, 2017 to Jun 6, 2017factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 28, 2009 to Jan 13, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37675798-a64c-cd2e-f1db-0852f5b0b793
First observed: Nov 27, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.