This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Jun 10, 2003

First registration

Jun 12, 2018

Dual registered

yes, broker-dealer

Other names

KERI CARPENTER|KERI ANNE CARPENTER|KERI ANNE HOLTON

IAPD individual key

4650622

• Occurred

  Dec 1, 2022
  Advisor changed firm

  Keri Anne Holton left Tcp Asset Management, Llc for Lpl Financial Llc (registered 2022-11-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:37689329-debe-dd41-fb80-9d587d780513

First observed

Jun 12, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.