DFX Intelligence

G•••••• A•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

G•••••• A•••••• R••••••••

Advisor at S•••••• C•••••• A••••••• L••

Houston , TX | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3768d49f-f01f-2669-323d-0f0a6f337c27

Data as of Sep 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2008 to Sep 23, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• A••••••• L••	Bd affiliated wealth	Jul 8, 2026	n/a	yes	Houston , TX\|NEW YORK, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 15, 2017	Jun 18, 2026	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••••• C•••••• A••••••• L••	Jun 18, 2026	Jul 8, 2026	20	Firm change	Wirehouse to ibd
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2018	Dec 15, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:19616:TX:2018-01-03	Jan 3, 2018	Dec 15, 2017	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ S•••••• C•••••• A••••••• L••Registered adviserregistration: current employment
Jul 8, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 15, 2017 to Jun 18, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2016 to Jan 3, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jun 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3768d49f-f01f-2669-323d-0f0a6f337c27
First observed: Mar 12, 2008
Last observed: Sep 23, 2026 13 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.