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Advisor at FLORIDA FINANCIAL ADVISORS, LLC
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FLORIDA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Aug 4, 2017 | n/a | yes | TAMPA, FL | Current employment |
| MCADAM LLC | Independent wealth | Oct 9, 2015 | Apr 24, 2017 | no | Chicago, IL|RADNOR, PA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 2, 2013 | Sep 18, 2014 | no | PHILADELPHIA, PA|CHICAGO, IL | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Nov 12, 2009 | May 23, 2013 | no | SCHAUMBURG, IL|HUNT VALLEY, MD|CHICAGO, IL|WELLESLEY, MA|MANCHESTER, NH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 17, 2001 | Dec 8, 2006 | no | Boston, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MCADAM LLC | FLORIDA FINANCIAL ADVISORS, LLC | Apr 24, 2017 | Aug 4, 2017 | 102 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | MCADAM LLC | Sep 18, 2014 | Oct 9, 2015 | 386 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | VOYA FINANCIAL ADVISORS, INC. | May 23, 2013 | Jul 2, 2013 | 40 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | NEW ENGLAND SECURITIES CORPORATION | Dec 8, 2006 | Nov 12, 2009 | 1,070 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170914:288811:PA:2017-04-24 | Apr 24, 2017 | Aug 4, 2017 | RADNOR, PA | Firm change |