DFX Intelligence

M•••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M•••••• G•••••••

Advisor at M••••• S••••••

Mount Laurel, NJ

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Search this name across graphsid dfx:ria:37782653-f8da-2ff0-6b08-47f35c393df6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 13, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 2, 2026	n/a	yes	Mount Laurel, NJ	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 16, 2022	Jun 3, 2026	no	MT. LAUREL, NJ\|GREENVILLE, DE\|Runnemede, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	Jun 3, 2026	Jun 2, 2026	-1	Firm change	Wirehouse to wirehouse
F••••••• P••••••• A•• W•••••••• A•••••••	U•• F•••••••• S••••••• I•••	Mar 23, 2022	Mar 16, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:NJ:2026-04-21	Jun 3, 2026	Jun 2, 2026	RUNNEMEDE, NJ	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2022 to Jun 3, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Nov 23, 2021 to Mar 23, 2022factForm ADV
→ I••••••••• I••••••••• F••••••••• L••

Dated events

Occurred
Jun 3, 2026
Advisor changed firm
M•••••• G••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2026-06-02)
Form ADVobserved 7 days ago
Occurred
Mar 23, 2022
Advisor changed firm
M•••••• G••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2022-03-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37782653-f8da-2ff0-6b08-47f35c393df6
First observed: Feb 18, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.