RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••••••
- M••••• S•••••• wirehouse currentsince Jun 2, 2026 · Mount Laurel, Nj
- U•• F•••••••• S••••••• I••• wirehouseMar 16, 2022 to Jun 3, 2026 · Mt. Laurel, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 23, 2021 to Mar 23, 2022 · Merrimack, Nh
- I••••••••• I••••••••• F••••••••• L•• formerMay 18, 2020 to Jun 23, 2021 · Moorestown, Nj
- W•••• F•••• A••••••• wirehouseFeb 18, 2011 to Apr 7, 2020 · Marlton, Nj
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 3, 2026, registered Jun 2, 2026 (-1 days) · Wirehouse to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to U•• F•••••••• S••••••• I•••left Mar 23, 2022, registered Mar 16, 2022 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- I••••••••• I••••••••• F••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 23, 2021, registered Nov 23, 2021 (153 days) · Other
- W•••• F•••• A••••••• to I••••••••• I••••••••• F••••••••• L••left Apr 7, 2020, registered May 18, 2020 (41 days) · Other
- M•••••• G••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2026-06-02)Jun 3, 2026 · Advisor changed firm · fact
- M•••••• G••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2022-03-16)Mar 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address