DFX Intelligence

C•••••••• R••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C•••••••• R••••• R••

Advisor at R••• N•••• C•••••• I••••••••• A•••••••

BRAINTREE, MA | NASHUA, NH

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Search this name across graphsid dfx:ria:3796c5b0-3570-6171-9518-4d711809ecce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• N•••• C•••••• I••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• N•••• C•••••• I••••••••• A•••••••	Independent wealth	Dec 9, 2025	n/a	yes	NASHUA, NH\|BRAINTREE, MA	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Mar 14, 2024	Mar 4, 2026	no	PHOENIX, AZ\|Nashua, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	R••• N•••• C•••••• I••••••••• A•••••••	Mar 4, 2026	Dec 9, 2025	-85	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
175083:336740:NH:2026-03-04	Mar 4, 2026	Dec 9, 2025	NASHUA, NH	Firm change after gap

Relationships

Registered with (2)

→ R••• N•••• C•••••• I••••••••• A•••••••Registered adviserregistration: current employment
Dec 9, 2025 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 14, 2024 to Mar 4, 2026factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
C•••••••• R••••• R•• left F••••••••• I••••••••• A••••••• L•• for R••• N•••• C•••••• I••••••••• A••••••• (registered 2025-12-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3796c5b0-3570-6171-9518-4d711809ecce
First observed: Mar 14, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.