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RIA / WealthAdvisor37 years in industry

MARK WILLIAM SULPIZIO

Advisor at INNOVATIVE INVESTMENT FIDUCIARIES, LLC

MOORESTOWN, NJ

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Search this name across graphsid dfx:ria:37991db8-dc78-2423-ab31-fa925d2d8dd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INNOVATIVE INVESTMENT FIDUCIARIES, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S63
First exam: Apr 19, 1994
First registration: Jun 21, 2002
Dual registered: no
IAPD individual key: 1358519

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INNOVATIVE INVESTMENT FIDUCIARIES, LLC	Former SEC adviser	Mar 20, 2013	n/a	yes	MOORESTOWN, NJ	Current employment
MAIN STREET FINANCIAL LIFE ADVISORS, LLC	Former SEC adviser	Jan 20, 2023	Mar 29, 2023	no	MOORESTOWN, NJ	Previous registration
MAIN STREET FINANCIAL LIFE ADVISORS, LLC	Former SEC adviser	Jan 19, 2022	Dec 31, 2022	no	MOORESTOWN, NJ	Previous registration
MAIN STREET FINANCIAL LIFE ADVISORS, LLC	Former SEC adviser	Apr 14, 2008	Dec 31, 2021	no	MOORESTOWN, NJ	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	May 25, 2004	Dec 5, 2007	no	CINNAMINSON, NJ\|CINAMINSON, NJ	Previous registration
MAIN STREET MANAGEMENT COMPANY	n/a	Feb 21, 2003	May 25, 2004	no	CINNAMINSON, NJ	Previous registration
WS GRIFFITH SECURITIES, INC.	n/a	Jun 21, 2002	Dec 20, 2002	no	CINNAMINSON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAIN STREET FINANCIAL LIFE ADVISORS, LLC	n/a	Mar 29, 2023	n/a	n/a	Departure no registered destination	Departure
MAIN STREET FINANCIAL LIFE ADVISORS, LLC	INNOVATIVE INVESTMENT FIDUCIARIES, LLC	Dec 31, 2021	Mar 20, 2013	-3,208	Firm change after gap	Other
TOWER SQUARE SECURITIES, INC.	MAIN STREET FINANCIAL LIFE ADVISORS, LLC	Dec 5, 2007	Apr 14, 2008	131	Firm change	Other
MAIN STREET MANAGEMENT COMPANY	TOWER SQUARE SECURITIES, INC.	May 25, 2004	May 25, 2004	0	Firm change	Other
WS GRIFFITH SECURITIES, INC.	MAIN STREET MANAGEMENT COMPANY	Dec 20, 2002	Feb 21, 2003	63	Firm change	Other

Relationships

Registered with (5)

→ INNOVATIVE INVESTMENT FIDUCIARIES, LLCRegistered adviserregistration: current employment
Mar 20, 2013 to presentfactForm ADV
→ MAIN STREET FINANCIAL LIFE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 20, 2023 to Mar 29, 2023factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
May 25, 2004 to Dec 5, 2007factForm ADV
→ MAIN STREET MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Feb 21, 2003 to May 25, 2004factForm ADV
→ WS GRIFFITH SECURITIES, INC.Registered adviserregistration: previous registration
Jun 21, 2002 to Dec 20, 2002factForm ADV

Dated events

Occurred
Mar 29, 2023
Advisor departed, no destination yet
Mark William Sulpizio no longer registered at Main Street Financial Life Advisors, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago