RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• W•••••• S•••••••
- I••••••••• I••••••••• F••••••••• L•• former currentsince Mar 20, 2013 · Moorestown, Nj
- M••• S••••• F•••••••• L••• A•••••••• L•• formerJan 20, 2023 to Mar 29, 2023 · Moorestown, Nj
- M••• S••••• F•••••••• L••• A•••••••• L•• formerJan 19, 2022 to Dec 31, 2022 · Moorestown, Nj
- M••• S••••• F•••••••• L••• A•••••••• L•• formerApr 14, 2008 to Dec 31, 2021 · Moorestown, Nj
- T•••• S••••• S••••••••• I••• formerMay 25, 2004 to Dec 5, 2007 · Cinnaminson, Nj
- M••• S••••• M••••••••• C•••••• unclassifiedFeb 21, 2003 to May 25, 2004 · Cinnaminson, Nj
- W• G••••••• S••••••••• I••• unclassifiedJun 21, 2002 to Dec 20, 2002 · Cinnaminson, Nj
- M••• S••••• F•••••••• L••• A•••••••• L•• to no registered destinationleft Mar 29, 2023 · Departure, no registered destination
- M••• S••••• F•••••••• L••• A•••••••• L•• to I••••••••• I••••••••• F••••••••• L••left Dec 31, 2021, registered Mar 20, 2013 (-3208 days) · Other
- T•••• S••••• S••••••••• I••• to M••• S••••• F•••••••• L••• A•••••••• L••left Dec 5, 2007, registered Apr 14, 2008 (131 days) · Other
- M••• S••••• M••••••••• C•••••• to T•••• S••••• S••••••••• I•••left May 25, 2004, registered May 25, 2004 (0 days) · Other
- W• G••••••• S••••••••• I••• to M••• S••••• M••••••••• C••••••left Dec 20, 2002, registered Feb 21, 2003 (63 days) · Other
- M••• W•••••• S••••••• no longer registered at M••• S••••• F•••••••• L••• A•••••••• L••; no later IA registration on IAPDMar 29, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address