DFX Intelligence

D•••••• A••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

D•••••• A••• D••••

Advisor at P•• W••••• M•••••••••

OVERLAND PARK, KS | Louisville, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3799b540-0cc0-a55f-474f-3620474b0c43

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Independent wealth	Sep 22, 2021	n/a	yes	Louisville, KY\|OVERLAND PARK, KS	Current employment
W•••••• • R•••	Former SEC adviser	Dec 7, 2009	Aug 2, 2018	no	LOUISVILLE, KY\|CHARLEROI, PA\|LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	P•• W••••• M•••••••••	Aug 2, 2018	Sep 22, 2021	1,147	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:290977:KY:2018-08-02	Aug 2, 2018	Sep 22, 2021	LOUISVILLE, KY	Firm change after gap

Relationships

Registered with (2)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Sep 22, 2021 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Dec 7, 2009 to Aug 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3799b540-0cc0-a55f-474f-3620474b0c43
First observed: Dec 7, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.