This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=17.0

Regulatory AUM

$931MItem 5.F on the latest filing (2026-06-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$896M

Private client RAUM

$886MderivedItem 5.D individuals plus high net worth individuals

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

18

RAUM per advisor

$51.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

24

Advisory employees

24

Offices

6Schedule D 1.F, beyond the principal office

Accounts

4,710

Individual clients

1,586

High net worth clients

233

SEC number

801-112183

CRD

290977

Filings on the tape

44

First filed

Nov 15, 2017

Latest filed

Jun 11, 2026

Organised

Limited Liability Company, DE

Website

pcgstrategies.com

• Occurred

  Feb 15, 2020
  Regulatory AUM changed

  Pcg Wealth Management reported RAUM $360.7M, up 55% from $233.0M (2019-11-22 to 2020-02-15)

  Form ADVobserved 6 days ago
  $128M
• Occurred

  Nov 15, 2017
  First Form ADV filing

  Pcg Wealth Advisors filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:41e78e10-51bd-1227-d8fd-8703a1a8b5c8

First observed

Nov 15, 2017

Last observed

Jun 11, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.