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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Michael McCabe

Advisor at DIVERSIFY WEALTH MANAGEMENT, LLC

SOUTH JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37a8a10c-3244-7bc2-5165-024d8351aeab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Oct 19, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DIVERSIFY WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 16, 2021
First registration: Oct 19, 2021
Dual registered: yes, broker-dealer
Other names: Mike McCabe|Michael C McCabe
IAPD individual key: 7210581

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DIVERSIFY WEALTH MANAGEMENT, LLC	Independent wealth	Apr 10, 2025	n/a	yes	SOUTH JORDAN, UT	Current employment
DIVERSIFY ADVISORY SERVICES, LLC	Bd affiliated wealth	Oct 12, 2023	Apr 9, 2025	no	SOUTH JORDAN, UT	Previous registration
DFPG INVESTMENTS, LLC	Former SEC adviser	Oct 12, 2023	Jan 2, 2024	no	SOUTH JORDAN, UT	Previous registration
FOX & COMPANY WEALTH MANAGEMENT	n/a	Sep 22, 2022	Feb 22, 2023	no	Saratoga Springs, UT\|MAYFIELD, KY	Previous registration
CAPITA FINANCIAL NETWORK, LLC	Independent wealth	Oct 19, 2021	Aug 29, 2022	no	DRAPER, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DIVERSIFY ADVISORY SERVICES, LLC	DIVERSIFY WEALTH MANAGEMENT, LLC	Apr 9, 2025	Apr 10, 2025	1	Firm change	Ibd to RIA
DFPG INVESTMENTS, LLC	DIVERSIFY ADVISORY SERVICES, LLC	Jan 2, 2024	Oct 12, 2023	-82	Firm change after gap	RIA to ibd
FOX & COMPANY WEALTH MANAGEMENT	DFPG INVESTMENTS, LLC	Feb 22, 2023	Oct 12, 2023	232	Firm change	Other
CAPITA FINANCIAL NETWORK, LLC	FOX & COMPANY WEALTH MANAGEMENT	Aug 29, 2022	Sep 22, 2022	24	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155576:326060:UT:2023-12-31	Jan 2, 2024	Oct 12, 2023	SOUTH JORDAN, UT	Firm change after gap

Relationships

Registered with (5)

→ DIVERSIFY WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ DIVERSIFY ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 12, 2023 to Apr 9, 2025factForm ADV
→ DFPG INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 12, 2023 to Jan 2, 2024factForm ADV
→ FOX & COMPANY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 22, 2022 to Feb 22, 2023factForm ADV
→ CAPITA FINANCIAL NETWORK, LLCRegistered adviserregistration: previous registration
Oct 19, 2021 to Aug 29, 2022factForm ADV

Dated events

Occurred
Apr 9, 2025
Advisor changed firm
Michael Mccabe left Diversify Advisory Services, Llc for Diversify Wealth Management, Llc (registered 2025-04-10)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2024
Advisor changed firm
Michael Mccabe left Dfpg Investments, Llc for Diversify Advisory Services, Llc (registered 2023-10-12)
Form ADVobserved 4 days ago
Occurred
Feb 22, 2023
Advisor changed firm
Michael Mccabe left Fox & Company Wealth Management for Dfpg Investments, Llc (registered 2023-10-12)
Form ADVobserved 4 days ago
Occurred
Aug 29, 2022
Advisor changed firm
Michael Mccabe left Capita Financial Network, Llc for Fox & Company Wealth Management (registered 2022-09-22)
Form ADVobserved 4 days ago