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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Dec 6, 2018 | n/a | yes | CHICAGO, IL|HOUSTON, TX | Current employment |
| HIGHTOWER PRIVATE CLIENT | Former SEC adviser | Aug 10, 2017 | Dec 31, 2018 | no | HOUSTON, TX | Previous registration |
| SALIENT CAPITAL ADVISORS, LLC | Former SEC adviser | Jun 28, 2010 | Oct 10, 2017 | no | HOUSTON, TX | Previous registration |
| TELEMUS INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Nov 5, 2008 | Jul 1, 2010 | no | SOUTHFIELD, MI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 30, 1997 | May 7, 2007 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER PRIVATE CLIENT | HIGHTOWER ADVISORS, LLC | Dec 31, 2018 | Dec 6, 2018 | -25 | Firm change | RIA to ibd |
| SALIENT CAPITAL ADVISORS, LLC | HIGHTOWER PRIVATE CLIENT | Oct 10, 2017 | Aug 10, 2017 | -61 | Firm change after gap | Other |
| TELEMUS INVESTMENT MANAGEMENT, LLC | SALIENT CAPITAL ADVISORS, LLC | Jul 1, 2010 | Jun 28, 2010 | -3 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TELEMUS INVESTMENT MANAGEMENT, LLC | May 7, 2007 | Nov 5, 2008 | 548 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288687:145323:TX:2018-12-31 | Dec 31, 2018 | Dec 6, 2018 | HOUSTON, TX | Firm change |
| 153914:288687:TX:2017-10-10 | Oct 10, 2017 | Aug 10, 2017 | HOUSTON, TX | Firm change after gap |