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Advisor at WELLS FARGO ADVISORS
MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 9, 2020 | n/a | yes | MEMPHIS, TN | Current employment |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | May 2, 2012 | Mar 17, 2017 | no | AUSTIN, TX|DALLAS, TX|CHICAGO, IL|SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Apr 5, 2012 | no | FLORENCE, KY|COLLEGE STATION, TX|SAN ANTONIO, TX | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Jan 6, 2004 | May 29, 2007 | no | FLORENCE, KY|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA FINANCIAL PLANNING SERVICES | WELLS FARGO ADVISORS | Mar 17, 2017 | Jan 9, 2020 | 1,028 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | USAA FINANCIAL PLANNING SERVICES | Apr 5, 2012 | May 2, 2012 | 27 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |