DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 29, 2022 | n/a | yes | BATON ROUGE, LA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2022 | Aug 29, 2022 | no | ZACHERY, LA|BATON ROUGE, LA|BAKER, LA | Previous registration |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | Independent wealth | Apr 14, 2020 | Aug 10, 2022 | no | BATON ROUGE, LA|NEW ORLEANS, LA|ZACHERY, LA|BAKER, LA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 30, 2017 | Apr 3, 2020 | no | ALEXANDRIA, LA | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 13, 2016 | Jun 13, 2017 | no | Baton Rouge, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Aug 29, 2022 | Aug 29, 2022 | 0 | Firm change | Ibd to RIA |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2022 | Aug 10, 2022 | 0 | Bulk transfer | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | HANCOCK WHITNEY INVESTMENT SERVICES INC. | Apr 3, 2020 | Apr 14, 2020 | 11 | Firm change | Ibd to ibd |
| MORGAN STANLEY | CETERA INVESTMENT ADVISERS LLC | Jun 13, 2017 | Jun 30, 2017 | 17 | Firm change | Other |